{"url":"https://nivawealth.com/firms/abrdn-111069","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/111069","regulatoryAum":41477054582,"crd":"111069","secFileNumber":"801-49966","legalName":"Abrdn Inc.","displayName":"Abrdn","website":null,"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"1900 Market Street, Suite 200","city":"Philadelphia","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19103"},"tradeNames":["Aberdeen","Aberdeen Investments","Aberdeen Investments Global","Abrdn","Abrdn Investments"],"registration":{"secApproved":"23 August 1995","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":193,"advisory":55,"brokerDealerReps":62,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":41473439299,"discretionaryAccounts":146,"nonDiscretionary":3615283,"nonDiscretionaryAccounts":1,"wrapProgram":24471191,"nonUsClientsPct":55,"nonAumClients":18},"clientTypes":[{"label":"Investment companies","clients":23,"regulatoryAum":8737500351},{"label":"Pooled investment vehicles","clients":90,"regulatoryAum":15667149881},{"label":"Pension and profit-sharing plans","clients":16,"regulatoryAum":9289665999},{"label":"Charitable organizations","clients":1,"regulatoryAum":0},{"label":"State or municipal government entities","clients":12,"regulatoryAum":2959183532},{"label":"Insurance companies","clients":13,"regulatoryAum":2001772545},{"label":"Sovereign wealth funds and foreign official institutions","clients":4,"regulatoryAum":2148020554},{"label":"Other","clients":7,"regulatoryAum":673761720}],"fees":[],"feeNotes":[],"custodians":[{"name":"Citibank","shortName":"Citibank","location":"London","smaAssets":1891364219},{"name":"Master Trust Bank of Japan","shortName":"Master Trust Bank of Japan","location":"Tokyo","smaAssets":2433513301},{"name":"JP Morgan Chase & Co","shortName":"J.P. Morgan","location":"Hong Kong","smaAssets":1891364219}],"custodyNote":"Abrdn has custody of $4.97B for 29 clients.","otherCustodians":[],"leadership":[{"name":"James Oconnor","title":"Director and Chief Executive Officer","crd":"3179509"},{"name":"Elizabeth Frey","title":"Chief Compliance Officer","crd":"8145994"},{"name":"Joseph Dietrick","title":"Director","crd":"2981979"},{"name":"Alan Goodson","title":"Director","crd":"4492919"},{"name":"Jaclyn Matsick","title":"Director","crd":"6956232"},{"name":"Rebecca Nichols","title":"Director","crd":"6392502"},{"name":"Marika Tooze","title":"Director","crd":"6148744"}],"ownership":[{"label":"Abrdn Holdings Limited","detail":"Shareholder in the 75% or more ownership band and a control person, since January 1994."},{"label":"Aberdeen Group PLC","detail":"Indirect owner: a shareholder of Abrdn Holdings Limited in the 75% or more band and a control person, since August 2017.","parent":"Abrdn Holdings Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"28 State Street","city":"Boston"}]},{"state":"New York","offices":1,"addresses":[{"street":"875 Third Ave","city":"New York"}]},{"state":"Pennsylvania","offices":1,"addresses":[{"street":"1900 Market Street, Suite 200","city":"Philadelphia","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"215-405-5700","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees","Other"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":19},{"label":"U.S. government/agency bonds","percent":1},{"label":"Sovereign bonds","percent":5},{"label":"Investment grade corporate bonds","percent":42},{"label":"Non-investment grade corporate bonds","percent":7},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":23},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":1,"detail":"Private Lending Facilities"}],"privateFunds":25},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/111069/PDF/111069.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Abrdn have?","answer":"Abrdn has 166 clients and manages $41.5 billion for them, as of March 2026. They include 90 pooled investment vehicles, 23 investment companies and 16 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Abrdn offer?","answer":"Abrdn provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Abrdn use?","answer":"Abrdn’s separately managed account assets are held at Master Trust Bank of Japan (Tokyo), with $2,433,513,301, Citibank (London), with $1,891,364,219 and JP Morgan Chase & Co (Hong Kong), with $1,891,364,219. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Abrdn have?","answer":"Abrdn has 0 investment adviser representatives registered with state securities authorities, out of 193 employees, and 55 perform investment advisory functions. 62 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Abrdn invest in?","answer":"At the end of its last fiscal year, Abrdn’s separately managed accounts held 42% investment grade corporate bonds, 23% pooled vehicles (private funds and similar), 19% exchange-traded equities, 7% high-yield corporate bonds, 5% sovereign bonds, 2% cash and equivalents, 1% U.S. government and agency bonds and 1% private lending facilities. It advises 25 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Abrdn?","answer":"Abrdn is owned through a holding company by Aberdeen Group PLC. Its direct owner is Abrdn Holdings Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Abrdn get paid?","answer":"Abrdn is paid through a percentage of assets under management, fixed fees, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}