{"url":"https://nivawealth.com/firms/abraham-and-co-299085","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/299085","regulatoryAum":117000000,"crd":"299085","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"872944","suffix":null,"lastName":"ABRAHAM","firstName":"KYE","middleName":"AUBREY"},{"crd":"7515730","suffix":null,"lastName":"Amoroso","firstName":"Andrew","middleName":"James"},{"crd":"6773430","suffix":null,"lastName":"Appelbaum","firstName":"Kyle","middleName":"David"},{"crd":"7999476","suffix":null,"lastName":"Pittman","firstName":"Chelsea","middleName":null},{"crd":"7371616","suffix":null,"lastName":"Sherman","firstName":"Matthew","middleName":"Philip"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135095","legalName":"Abraham & Co., Inc.","displayName":"Abraham & Co.","slug":"abraham-and-co-299085","website":"https://abrahamco.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Washington corporation","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":["Clearpath Financial & Insurance Solutions LLC"],"registration":{"secApproved":"26 January 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":329577.4647887324,"staff":{"employees":5,"advisory":5,"brokerDealerReps":1,"insuranceAgents":5,"promoters":0},"aum":{"regulatory":117000000,"discretionary":116850000,"discretionaryAccounts":841,"nonDiscretionary":150000,"nonDiscretionaryAccounts":9,"wrapProgram":116850000,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":320,"regulatoryAum":82000000},{"label":"High-net-worth individuals","clients":35,"regulatoryAum":35000000}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:11:04.985724+00:00","documents":[{"name":"CLIENT INFORMATION BROCHURE (ADV PART 2 A&B) 2-26","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011897","versionId":1011897,"submittedOn":"2026-02-25"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011896","versionId":1011896,"submittedOn":null}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Irving, TX","smaAssets":0}],"custodyNote":"Abraham & Co. does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kye Abraham","title":"President, Sole Shareholder, Chief Compliance Officer","crd":"872944"},{"name":"Kyle Appelbaum","title":"Chief Investment Officer","crd":"6773430"}],"ownership":[{"label":"Kye Abraham","detail":"President, sole shareholder, chief compliance officer in the 75% or more ownership band and a control person, since June 1983."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"4740 Green River RD, Ste 108","city":"Corona"}]},{"state":"Washington","offices":2,"addresses":[{"street":"16108 Ash Way, Suite 201","city":"Lynnwood"},{"street":"Tapio Professional Center","city":"Spokane"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"253-851-7486","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for individuals and/or small businesses","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":4},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":84},{"label":"Cash and cash equivalents","percent":10},{"label":"Other","percent":1,"detail":"Reit"}],"privateFunds":0},"sources":{"adv1FilingDate":"25 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/299085/PDF/299085.pdf","brochureDate":"25 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011897","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Abraham & Co. have?","answer":"Abraham & Co. has 355 clients and manages $117 million for them, as of February 2026. They include 320 individual clients and 35 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Abraham & Co. offer?","answer":"Abraham & Co. provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Abraham & Co. use?","answer":"The filing also lists Charles Schwab & Co., Inc. with no separately managed account assets.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Abraham & Co. have?","answer":"Abraham & Co. has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 5 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Abraham & Co. invest in?","answer":"At the end of its last fiscal year, Abraham & Co.’s separately managed accounts held 84% registered funds (mutual funds, ETFs, BDCs), 10% cash and equivalents, 4% exchange-traded equities, 1% investment grade corporate bonds and 1% other. The 1% other category is described as: Reit.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Abraham & Co.?","answer":"Abraham & Co.’s direct owner is Kye Abraham (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Abraham & Co. get paid?","answer":"Abraham & Co. is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Abraham & Co.?","answer":"Its phone number is 253-851-7486. Its website is abrahamco.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}