{"url":"https://nivawealth.com/firms/abbot-financial-management-111040","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/111040","regulatoryAum":358937846,"crd":"111040","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1226566","suffix":null,"lastName":"MCLEMORE","firstName":"ROBERT","middleName":"ALAN"},{"crd":"4422210","suffix":null,"lastName":"NOVELLINE","firstName":"ANDREW","middleName":"JAMES"},{"crd":"4127189","suffix":"JR.","lastName":"WASSUNG","firstName":"DENNIS","middleName":"CARL"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2020-12-21","regulatoryAum":212992975,"clients":180,"employees":5,"offices":2},{"filedOn":"2022-06-16","regulatoryAum":309418564,"clients":188,"employees":5,"offices":2},{"filedOn":"2023-01-16","regulatoryAum":242650442,"clients":193,"employees":4,"offices":2},{"filedOn":"2023-12-11","regulatoryAum":240197809,"clients":195,"employees":4,"offices":2},{"filedOn":"2025-09-24","regulatoryAum":302994864,"clients":202,"employees":4,"offices":2},{"filedOn":"2026-09-24","regulatoryAum":358937846,"clients":213,"employees":4,"offices":2}],"secFileNumber":"801-19944","legalName":"Abbot Financial Management, Inc","displayName":"Abbot Financial Management","slug":"abbot-financial-management-111040","website":"https://abbotfm.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/abbot-financial-management-inc/","founded":"1983","organization":"Massachusetts corporation","fiscalYearEnd":"June","headquarters":{"street":"63 Park Street, Suite 202","city":"Andover","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"01810"},"tradeNames":[],"registration":{"secApproved":"3 November 1983","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1637532.0751173708,"staff":{"employees":4,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":358937846,"discretionary":358937846,"discretionaryAccounts":534,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":119,"regulatoryAum":39552355},{"label":"High-net-worth individuals","clients":94,"regulatoryAum":309241977},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":10143514}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":1.25,"from":0},{"to":3000000,"pct":1,"from":1000000},{"to":5000000,"pct":0.75,"from":3000000},{"to":null,"pct":0.5,"from":5000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058929","versionId":1058929,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-09-24","documentName":"09 24 2026 ABB FORM ADV PART 2A AND 2B FINAL","fee_rate_low":0.5,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Retirement Plan Consulting","summary":"Retirement plan consulting is an annualized 0.35% to 0.50% of plan assets, generally billed quarterly in arrears, or a negotiated fixed fee.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058929","versionId":1058929,"submittedOn":"2026-09-24","documentName":"09 24 2026 ABB FORM ADV PART 2A AND 2B FINAL"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T08:27:33.432765+00:00","documents":[{"name":"09 24 2026 ABB FORM ADV PART 2A AND 2B FINAL","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058929","versionId":1058929,"submittedOn":"2026-09-24"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":357441494}],"custodyNote":"Abbot Financial Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Andrew Novelline","title":"President and Chief Compliance Officer","crd":"4422210"}],"ownership":[{"label":"Andrew Novelline","detail":"President and chief compliance officer in the 75% or more ownership band and a control person, since July 2005."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"63 Park Street, Suite 202","city":"Andover","headquarters":true}]}],"brochureServices":["estate planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"978-688-9010","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":58},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":33},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"24 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/111040/PDF/111040.pdf","brochureDate":"24 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058929","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Abbot Financial Management have?","answer":"Abbot Financial Management has 213 clients and manages $359 million for them, as of September 2026. They include 119 individual clients and 94 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Abbot Financial Management offer?","answer":"Abbot Financial Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and estate planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Abbot Financial Management charge?","answer":"Abbot Financial Management charges 0.50%–1.25% a year for its Asset Management. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"09 24 2026 ABB FORM ADV PART 2A AND 2B FINAL, filed 24 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Abbot Financial Management use?","answer":"Abbot Financial Management’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $357M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Abbot Financial Management have?","answer":"Abbot Financial Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Abbot Financial Management invest in?","answer":"At the end of its last fiscal year, Abbot Financial Management’s separately managed accounts held 58% exchange-traded equities, 33% registered funds (mutual funds, ETFs, BDCs), 7% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Abbot Financial Management?","answer":"Abbot Financial Management’s direct owner is Andrew Novelline (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Abbot Financial Management get paid?","answer":"Abbot Financial Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Abbot Financial Management?","answer":"Abbot Financial Management’s main office is at 63 Park Street, Suite 202, Andover, MA 01810. Its phone number is 978-688-9010. Its website is abbotfm.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/abbot-financial-management-111040/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-06","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1714341/000171434126000003/0001714341-26-000003-index.html","totalValue":292802325,"positionCount":141,"top10Share":0.38089537711150345,"top10":[{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":15999930,"shares":55294,"shareType":"SH","priorValue":13986138,"priorShares":55109},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":13807451,"shares":69006,"shareType":"SH","priorValue":12173800,"priorShares":69804},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":12850390,"shares":34450,"shareType":"SH","priorValue":12722595,"priorShares":34370},{"issuer":"NVIDIA CORPORATION","titleOfClass":"CALL","cusip":"67066G904","value":12612340,"shares":26000,"shareType":"SH","putCall":"Put","priorValue":1455270,"priorShares":3000},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":12448448,"shares":34834,"shareType":"SH","priorValue":10177956,"priorShares":35394},{"issuer":"CORNING INC","titleOfClass":"COM","cusip":"219350105","value":10212091,"shares":39980,"shareType":"SH","priorValue":5566612,"priorShares":40940},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":10077541,"shares":30787,"shareType":"SH","priorValue":9045508,"priorShares":30750},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"GROWTH ETF","cusip":"922908736","value":8926430,"shares":103627,"shareType":"SH","priorValue":7555069,"priorShares":17297},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR TECHN ETF","cusip":"81369Y803","value":7299774,"shares":38315,"shareType":"SH","priorValue":5106683,"priorShares":38425},{"issuer":"CISCO SYS INC","titleOfClass":"COM","cusip":"17275R102","value":7292657,"shares":62086,"shareType":"SH","priorValue":4805956,"priorShares":61940}],"positionsListed":141,"positions":[{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":15999930,"shares":55294,"shareType":"SH","priorValue":13986138,"priorShares":55109},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":13807451,"shares":69006,"shareType":"SH","priorValue":12173800,"priorShares":69804},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":12850390,"shares":34450,"shareType":"SH","priorValue":12722595,"priorShares":34370},{"issuer":"NVIDIA CORPORATION","titleOfClass":"CALL","cusip":"67066G904","value":12612340,"shares":26000,"shareType":"SH","putCall":"Put","priorValue":1455270,"priorShares":3000},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":12448448,"shares":34834,"shareType":"SH","priorValue":10177956,"priorShares":35394},{"issuer":"CORNING INC","titleOfClass":"COM","cusip":"219350105","value":10212091,"shares":39980,"shareType":"SH","priorValue":5566612,"priorShares":40940},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":10077541,"shares":30787,"shareType":"SH","priorValue":9045508,"priorShares":30750},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"GROWTH ETF","cusip":"922908736","value":8926430,"shares":103627,"shareType":"SH","priorValue":7555069,"priorShares":17297},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR TECHN ETF","cusip":"81369Y803","value":7299774,"shares":38315,"shareType":"SH","priorValue":5106683,"priorShares":38425},{"issuer":"CISCO SYS INC","titleOfClass":"COM","cusip":"17275R102","value":7292657,"shares":62086,"shareType":"SH","priorValue":4805956,"priorShares":61940},{"issuer":"NVIDIA CORPORATION","titleOfClass":"CALL","cusip":"67066G904","value":7276350,"shares":15000,"shareType":"SH","putCall":"Call"},{"issuer":"BANK OF AMER CORP","titleOfClass":"COM","cusip":"060505104","value":5507425,"shares":96655,"shareType":"SH","priorValue":4732811,"priorShares":97083},{"issuer":"VANGUARD SPECIALIZED FUNDS","titleOfClass":"DIV APP ETF","cusip":"921908844","value":5091447,"shares":21517,"shareType":"SH","priorValue":4638543,"priorShares":21569},{"issuer":"MERCK & CO INC","titleOfClass":"COM","cusip":"58933Y105","value":4794656,"shares":37313,"shareType":"SH","priorValue":4459295,"priorShares":37071},{"issuer":"FIRST TR EXCHANGE-TRADED FD","titleOfClass":"NASDAQ CYB ETF","cusip":"33734X846","value":4566402,"shares":50823,"shareType":"SH","priorValue":2748205,"priorShares":43845},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR FINL ETF","cusip":"81369Y605","value":4252088,"shares":79315,"shareType":"SH","priorValue":3915150,"priorShares":79302},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":4116299,"shares":17271,"shareType":"SH","priorValue":3607382,"priorShares":17321},{"issuer":"JOHNSON & JOHNSON","titleOfClass":"COM","cusip":"478160104","value":3820902,"shares":15045,"shareType":"SH","priorValue":3648267,"priorShares":14925},{"issuer":"BLACKSTONE INC","titleOfClass":"COM","cusip":"09260D107","value":3768958,"shares":32030,"shareType":"SH","priorValue":3672367,"priorShares":31936},{"issuer":"ADVANCED MICRO DEVICES INC","titleOfClass":"COM","cusip":"007903107","value":3688546,"shares":6350,"shareType":"SH","priorValue":1547207,"priorShares":7606},{"issuer":"ABBVIE INC","titleOfClass":"COM","cusip":"00287Y109","value":3649787,"shares":14504,"shareType":"SH","priorValue":3154475,"priorShares":14504},{"issuer":"MORGAN STANLEY","titleOfClass":"COM NEW","cusip":"617446448","value":3582946,"shares":17140,"shareType":"SH","priorValue":2842947,"priorShares":17275},{"issuer":"PALO ALTO NETWORKS INC","titleOfClass":"COM","cusip":"697435105","value":3499888,"shares":10263,"shareType":"SH","priorValue":1645364,"priorShares":10263},{"issuer":"LOCKHEED MARTIN CORP","titleOfClass":"COM","cusip":"539830109","value":3402225,"shares":6678,"shareType":"SH","priorValue":3952529,"priorShares":6540},{"issuer":"HOME DEPOT INC","titleOfClass":"COM","cusip":"437076102","value":3015978,"shares":8552,"shareType":"SH","priorValue":2791092,"priorShares":8486},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"MID CAP ETF","cusip":"922908629","value":2962398,"shares":36768,"shareType":"SH","priorValue":2639759,"priorShares":9192},{"issuer":"ISHARES TR","titleOfClass":"RUSSELL 2000 ETF","cusip":"464287655","value":2799984,"shares":9319,"shareType":"SH","priorValue":2311162,"priorShares":9319},{"issuer":"NOVARTIS AG","titleOfClass":"SPONSORED ADR","cusip":"66987V109","value":2774054,"shares":17701,"shareType":"SH","priorValue":2735096,"priorShares":17906},{"issuer":"PARKER-HANNIFIN CORP","titleOfClass":"COM","cusip":"701094104","value":2733063,"shares":2794,"shareType":"SH","priorValue":2474533,"priorShares":2764},{"issuer":"FIRST TR EXCHANGE-TRADED FD","titleOfClass":"FST LOW OPPT EFT","cusip":"33739Q200","value":2660258,"shares":53440,"shareType":"SH","priorValue":2691304,"priorShares":54031},{"issuer":"PROCTER & GAMBLE CO","titleOfClass":"COM","cusip":"742718109","value":2641896,"shares":18016,"shareType":"SH","priorValue":2634860,"priorShares":18242},{"issuer":"TEXAS INSTRS INC","titleOfClass":"COM","cusip":"882508104","value":2625401,"shares":8808,"shareType":"SH","priorValue":1643240,"priorShares":8464},{"issuer":"EMERSON ELEC CO","titleOfClass":"COM","cusip":"291011104","value":2533755,"shares":17700,"shareType":"SH","priorValue":2319054,"priorShares":17700},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"S&P500 EQL TEC","cusip":"46137V282","value":2447382,"shares":37944,"shareType":"SH","priorValue":1743773,"priorShares":38528},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":2306881,"shares":6107,"shareType":"SH","priorValue":1731120,"priorShares":5593},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR INDL ETF","cusip":"81369Y704","value":2269697,"shares":12253,"shareType":"SH","priorValue":1962060,"priorShares":12132},{"issuer":"RTX CORPORATION","titleOfClass":"COM","cusip":"75513E101","value":2209596,"shares":11646,"shareType":"SH","priorValue":2016017,"priorShares":10451},{"issuer":"ISHARES INC","titleOfClass":"MSCI EMRG CHN","cusip":"46434G764","value":1949020,"shares":19052,"shareType":"SH","priorValue":1024153,"priorShares":13020},{"issuer":"VANECK ETF TRUST","titleOfClass":"GOLD MINERS ETF","cusip":"92189F106","value":1920203,"shares":25450,"shareType":"SH","priorValue":2335547,"priorShares":25450},{"issuer":"BUNGE GLOBAL SA","titleOfClass":"COM SHS","cusip":"H11356104","value":1793064,"shares":16800,"shareType":"SH","priorValue":2176061,"priorShares":17107},{"issuer":"WALMART INC","titleOfClass":"COM","cusip":"931142103","value":1771500,"shares":15641,"shareType":"SH","priorValue":1943863,"priorShares":15641},{"issuer":"MCDONALDS CORP","titleOfClass":"COM","cusip":"580135101","value":1741607,"shares":6443,"shareType":"SH","priorValue":2006429,"priorShares":6456},{"issuer":"STATE STR CORP","titleOfClass":"COM","cusip":"857477103","value":1731616,"shares":10210,"shareType":"SH","priorValue":1292178,"priorShares":10210},{"issuer":"FIDELITY MERRIMACK STR TR","titleOfClass":"TOTAL BD ETF","cusip":"316188309","value":1650682,"shares":36287,"shareType":"SH","priorValue":1654140,"priorShares":36259},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR DISCR ETF","cusip":"81369Y407","value":1616118,"shares":13780,"shareType":"SH","priorValue":1502834,"priorShares":13790},{"issuer":"META PLATFORMS INC","titleOfClass":"CL A","cusip":"30303M102","value":1602560,"shares":2845,"shareType":"SH","priorValue":1060843,"priorShares":1854},{"issuer":"AFLAC INC","titleOfClass":"COM","cusip":"001055102","value":1557666,"shares":13285,"shareType":"SH","priorValue":1479439,"priorShares":13485},{"issuer":"NATERA INC","titleOfClass":"COM","cusip":"632307104","value":1537221,"shares":5663,"shareType":"SH","priorValue":1028549,"priorShares":5143},{"issuer":"SHOPIFY INC","titleOfClass":"CL A SUB VTG SHS","cusip":"82509L107","value":1513342,"shares":13254,"shareType":"SH","priorValue":1481445,"priorShares":12489},{"issuer":"IRON MTN INC DEL","titleOfClass":"COM","cusip":"46284V101","value":1500133,"shares":11877,"shareType":"SH","priorValue":1213076,"priorShares":11877},{"issuer":"MERCADOLIBRE INC","titleOfClass":"COM","cusip":"58733R102","value":1480124,"shares":872,"shareType":"SH","priorValue":1194753,"priorShares":691},{"issuer":"CHUBB LIMITED","titleOfClass":"COM","cusip":"H1467J104","value":1442046,"shares":4232,"shareType":"SH","priorValue":1373665,"priorShares":4215},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR CARE ETF","cusip":"81369Y209","value":1412867,"shares":8905,"shareType":"SH","priorValue":1305562,"priorShares":8905},{"issuer":"FEDEX CORP","titleOfClass":"COM","cusip":"31428X106","value":1411433,"shares":4508,"shareType":"SH","priorValue":1610824,"priorShares":4523},{"issuer":"KINDER MORGAN INC DEL","titleOfClass":"COM","cusip":"49456B101","value":1406411,"shares":43992,"shareType":"SH","priorValue":1487592,"priorShares":44366},{"issuer":"COSTCO WHOLESALE CORPORATION","titleOfClass":"COM","cusip":"22160K105","value":1367002,"shares":1461,"shareType":"SH","priorValue":1461065,"priorShares":1466},{"issuer":"VANGUARD WORLD FD","titleOfClass":"HEALTH CAR ETF","cusip":"92204A504","value":1364592,"shares":4564,"shareType":"SH","priorValue":1252010,"priorShares":4597},{"issuer":"NETFLIX INC.","titleOfClass":"COM","cusip":"64110L106","value":1363526,"shares":19097,"shareType":"SH","priorValue":1815024,"priorShares":18877},{"issuer":"CROWDSTRIKE HLDGS INC","titleOfClass":"CL A","cusip":"22788C105","value":1335495,"shares":1750,"shareType":"SH","priorValue":841724,"priorShares":2156},{"issuer":"AMERICAN INTL GROUP INC","titleOfClass":"COM NEW","cusip":"026874784","value":1325837,"shares":17789,"shareType":"SH","priorValue":1323136,"priorShares":17583},{"issuer":"QUANTA SVCS INC","titleOfClass":"COM","cusip":"74762E102","value":1316449,"shares":1828,"shareType":"SH","priorValue":1017499,"priorShares":1853},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"VALUE ETF","cusip":"922908744","value":1273103,"shares":5842,"shareType":"SH","priorValue":1093364,"priorShares":5573},{"issuer":"CHEVRON CORPORATION","titleOfClass":"COM","cusip":"166764100","value":1233089,"shares":7439,"shareType":"SH","priorValue":1550509,"priorShares":7494},{"issuer":"PEPSICO INC","titleOfClass":"COM","cusip":"713448108","value":1222635,"shares":9030,"shareType":"SH","priorValue":1411990,"priorShares":9093},{"issuer":"CHENIERE ENERGY INC","titleOfClass":"COM NEW","cusip":"16411R208","value":1191059,"shares":4983,"shareType":"SH","priorValue":1191480,"priorShares":4199},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR MATER ETF","cusip":"81369Y100","value":1146115,"shares":22548,"shareType":"SH","priorValue":1131721,"priorShares":22648},{"issuer":"AEVA TECHNOLOGIES INC","titleOfClass":"COM NEW","cusip":"00835Q202","value":1145210,"shares":39875,"shareType":"SH","priorValue":695506,"priorShares":52850},{"issuer":"GOLDMAN SACHS GROUP INC","titleOfClass":"COM","cusip":"38141G104","value":1143556,"shares":1131,"shareType":"SH","priorValue":943533,"priorShares":1115},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"S&P500 EQL WGT","cusip":"46137V357","value":1136085,"shares":5340,"shareType":"SH","priorValue":1072526,"priorShares":5588},{"issuer":"SPOTIFY TECHNOLOGY S A","titleOfClass":"SHS","cusip":"L8681T102","value":1113849,"shares":2426,"shareType":"SH","priorValue":1167178,"priorShares":2407},{"issuer":"J P MORGAN EXCHANGE TRADED F","titleOfClass":"NASDAQ EQT PREM","cusip":"46654Q203","value":1113833,"shares":18123,"shareType":"SH","priorValue":1000132,"priorShares":18014},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"BIOTECHNOLOGY","cusip":"46137V787","value":1095954,"shares":12225,"shareType":"SH","priorValue":983812,"priorShares":12425},{"issuer":"CSX CORP","titleOfClass":"COM","cusip":"126408103","value":1073798,"shares":22592,"shareType":"SH","priorValue":927402,"priorShares":22592},{"issuer":"CATERPILLAR INC","titleOfClass":"COM","cusip":"149123101","value":1011655,"shares":950,"shareType":"SH","priorValue":673037,"priorShares":950},{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":1004704,"shares":1345,"shareType":"SH","priorValue":816372,"priorShares":1255},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR UTIL ETF","cusip":"81369Y886","value":977077,"shares":21550,"shareType":"SH","priorValue":988930,"priorShares":21550},{"issuer":"CINTAS CORP","titleOfClass":"COM","cusip":"172908105","value":952448,"shares":5600,"shareType":"SH","priorValue":947184,"priorShares":5600},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":947010,"shares":1286,"shareType":"SH","priorValue":756683,"priorShares":1311},{"issuer":"VANGUARD TAX-MANAGED FDS","titleOfClass":"VAN FTSE DEV MKT","cusip":"921943858","value":946628,"shares":13286,"shareType":"SH","priorValue":833745,"priorShares":13011},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR SVC ETF","cusip":"81369Y852","value":937141,"shares":8748,"shareType":"SH","priorValue":991787,"priorShares":8946},{"issuer":"PUTNAM ETF TRUST","titleOfClass":"FRANK MASS ETF","cusip":"746729821","value":910931,"shares":99828,"shareType":"SH","priorValue":918393,"priorShares":102442},{"issuer":"EXXON MOBIL CORP","titleOfClass":"COM","cusip":"30231G102","value":877196,"shares":6416,"shareType":"SH","priorValue":1088539,"priorShares":6416},{"issuer":"KIMBERLY-CLARK CORP","titleOfClass":"COM","cusip":"494368103","value":858182,"shares":7818,"shareType":"SH","priorValue":771760,"priorShares":8000},{"issuer":"ISHARES TR","titleOfClass":"GLOBAL ENERG ETF","cusip":"464287341","value":812217,"shares":16532,"shareType":"SH","priorValue":951671,"priorShares":16519},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"SM CP VAL ETF","cusip":"922908611","value":805269,"shares":3314,"shareType":"SH","priorValue":709017,"priorShares":3264},{"issuer":"3M CO","titleOfClass":"COM","cusip":"88579Y101","value":756767,"shares":4674,"shareType":"SH","priorValue":678805,"priorShares":4674},{"issuer":"NIKE INC","titleOfClass":"CL B","cusip":"654106103","value":755837,"shares":18413,"shareType":"SH","priorValue":1069769,"priorShares":20253},{"issuer":"GRACO INC","titleOfClass":"COM","cusip":"384109104","value":752320,"shares":9950,"shareType":"SH","priorValue":842268,"priorShares":9950},{"issuer":"MICRON TECHNOLOGY INC","titleOfClass":"COM","cusip":"595112103","value":750289,"shares":650,"shareType":"SH","priorValue":439192,"priorShares":1300},{"issuer":"TESLA INC","titleOfClass":"COM","cusip":"88160R101","value":746144,"shares":1774,"shareType":"SH","priorValue":659485,"priorShares":1774},{"issuer":"FIDELITY COVINGTON TRUST","titleOfClass":"ENHANCED SML CAP","cusip":"31609A206","value":721936,"shares":14950,"shareType":"SH","priorValue":412300,"priorShares":10850},{"issuer":"BOEING CO","titleOfClass":"COM","cusip":"097023105","value":690756,"shares":3191,"shareType":"SH","priorValue":635105,"priorShares":3191},{"issuer":"TEXAS PACIFIC LAND CORPORATI","titleOfClass":"COM","cusip":"88262P102","value":663025,"shares":1515,"shareType":"SH","priorValue":718958,"priorShares":1515},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US DIVIDEND EQ","cusip":"808524797","value":659568,"shares":20800,"shareType":"SH","priorValue":638144,"priorShares":20800},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":648505,"shares":1296,"shareType":"SH","priorValue":621043,"priorShares":1296},{"issuer":"ISHARES TR","titleOfClass":"ISHARES BIOTECH","cusip":"464287556","value":643603,"shares":3384,"shareType":"SH","priorValue":577298,"priorShares":3419},{"issuer":"VERIZON COMMUNICATIONS INC","titleOfClass":"COM","cusip":"92343V104","value":626568,"shares":14799,"shareType":"SH","priorValue":725997,"priorShares":14462},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":611676,"shares":1653,"shareType":"SH","priorValue":528695,"priorShares":1648},{"issuer":"APOLLO GLOBAL MGMT INC","titleOfClass":"COM","cusip":"03769M106","value":603381,"shares":5100,"shareType":"SH","priorValue":568242,"priorShares":5100},{"issuer":"ABBOTT LABORATORIES","titleOfClass":"COM","cusip":"002824100","value":572842,"shares":6313,"shareType":"SH","priorValue":673823,"priorShares":6563},{"issuer":"CONOCOPHILLIPS","titleOfClass":"COM","cusip":"20825C104","value":563255,"shares":5418,"shareType":"SH","priorValue":714859,"priorShares":5416},{"issuer":"CHEMED CORP NEW","titleOfClass":"COM","cusip":"16359R103","value":558888,"shares":1200,"shareType":"SH","priorValue":453288,"priorShares":1200},{"issuer":"AIR PRODUCTS AND CHEMICALS I","titleOfClass":"COM","cusip":"009158106","value":541503,"shares":1847,"shareType":"SH","priorValue":511553,"priorShares":1761},{"issuer":"BRISTOL-MYERS SQUIBB CO","titleOfClass":"COM","cusip":"110122108","value":520919,"shares":9041,"shareType":"SH","priorValue":534302,"priorShares":8810},{"issuer":"SALESFORCE INC","titleOfClass":"COM","cusip":"79466L302","value":503505,"shares":3214,"shareType":"SH","priorValue":619520,"priorShares":3319},{"issuer":"AT&T INC","titleOfClass":"COM","cusip":"00206R102","value":483444,"shares":23355,"shareType":"SH","priorValue":677383,"priorShares":23366},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR P500GRW","cusip":"78464A409","value":481910,"shares":4050,"shareType":"SH","priorValue":396536,"priorShares":4050},{"issuer":"ROCKET LAB CORP","titleOfClass":"COM","cusip":"773121108","value":481313,"shares":4735,"shareType":"SH"},{"issuer":"ALPHABET INC","titleOfClass":"CALL","cusip":"02079K905","value":474810,"shares":3500,"shareType":"SH","putCall":"Put","priorValue":406980,"priorShares":3000},{"issuer":"INTERNATIONAL BUSINESS MACHS","titleOfClass":"COM","cusip":"459200101","value":472152,"shares":1679,"shareType":"SH","priorValue":371099,"priorShares":1531},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":470600,"shares":1332,"shareType":"SH","priorValue":382069,"priorShares":1332},{"issuer":"MICROSOFT CORP","titleOfClass":"CALL","cusip":"594918904","value":427258,"shares":1300,"shareType":"SH","putCall":"Call","priorValue":427258,"priorShares":1300},{"issuer":"ISHARES TR","titleOfClass":"RUS 1000 GRW ETF","cusip":"464287614","value":408768,"shares":3292,"shareType":"SH","priorValue":371394,"priorShares":871},{"issuer":"SAFETY INS GROUP INC","titleOfClass":"COM","cusip":"78648T100","value":400014,"shares":5344,"shareType":"SH","priorValue":400392,"priorShares":5512},{"issuer":"HANCOCK JOHN TAX-ADVANTAGED","titleOfClass":"COM","cusip":"41013V100","value":394330,"shares":15470,"shareType":"SH","priorValue":383192,"priorShares":15470},{"issuer":"VANGUARD WORLD FD","titleOfClass":"COMM SRVC ETF","cusip":"92204A884","value":381696,"shares":2075,"shareType":"SH","priorValue":373168,"priorShares":2075},{"issuer":"GE AEROSPACE","titleOfClass":"COM NEW","cusip":"369604301","value":372983,"shares":998,"shareType":"SH","priorValue":283202,"priorShares":998},{"issuer":"MEDTRONIC PLC","titleOfClass":"SHS","cusip":"G5960L103","value":345620,"shares":4418,"shareType":"SH","priorValue":375714,"priorShares":4336},{"issuer":"STARBUCKS CORP","titleOfClass":"COM","cusip":"855244109","value":342643,"shares":3353,"shareType":"SH","priorValue":300395,"priorShares":3353},{"issuer":"AEROVIRONMENT INC","titleOfClass":"COM","cusip":"008073108","value":340870,"shares":2065,"shareType":"SH","priorValue":366649,"priorShares":2003},{"issuer":"FEDEX FGHT HLDG CO INC","titleOfClass":"COMMON STOCK","cusip":"314352105","value":339901,"shares":2251,"shareType":"SH"},{"issuer":"SLB LIMITED","titleOfClass":"COM STK","cusip":"806857108","value":318921,"shares":6860,"shareType":"SH","priorValue":352535,"priorShares":6860},{"issuer":"TRUIST FINL CORP","titleOfClass":"COM","cusip":"89832Q109","value":314265,"shares":6308,"shareType":"SH","priorValue":269660,"priorShares":5866},{"issuer":"GE VERNOVA INC","titleOfClass":"COM","cusip":"36828A101","value":294890,"shares":251,"shareType":"SH","priorValue":219098,"priorShares":251},{"issuer":"UNITEDHEALTH GROUP INC","titleOfClass":"COM","cusip":"91324P102","value":288988,"shares":695,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":275592,"shares":368,"shareType":"SH","priorValue":240381,"priorShares":368},{"issuer":"ISHARES TR","titleOfClass":"MSCI EAFE ETF","cusip":"464287465","value":256687,"shares":2471,"shareType":"SH"},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"FTSE EUROPE ETF","cusip":"922042874","value":253224,"shares":2860,"shareType":"SH","priorValue":235750,"priorShares":2860},{"issuer":"CITIGROUP INC","titleOfClass":"COM NEW","cusip":"172967424","value":249969,"shares":1786,"shareType":"SH"},{"issuer":"ELI LILLY & CO","titleOfClass":"COM","cusip":"532457108","value":249481,"shares":208,"shareType":"SH"},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR SP500DIV","cusip":"78468R788","value":245707,"shares":5150,"shareType":"SH"},{"issuer":"PENNANTPARK INVT CORP","titleOfClass":"COM","cusip":"708062104","value":244070,"shares":70337,"shareType":"SH","priorValue":315773,"priorShares":70328},{"issuer":"SPDR GOLD TR","titleOfClass":"GOLD SHS","cusip":"78463V107","value":241289,"shares":655,"shareType":"SH","priorValue":281840,"priorShares":655},{"issuer":"ISHARES TR","titleOfClass":"EXPANDED TECH","cusip":"464287515","value":237834,"shares":2625,"shareType":"SH","priorValue":242151,"priorShares":3025},{"issuer":"M & T BK CORP","titleOfClass":"COM","cusip":"55261F104","value":232060,"shares":975,"shareType":"SH","priorValue":201552,"priorShares":975},{"issuer":"AXON ENTERPRISE INC","titleOfClass":"COM","cusip":"05464C101","value":224244,"shares":400,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR ENERG ETF","cusip":"81369Y506","value":218707,"shares":4118,"shareType":"SH","priorValue":252269,"priorShares":4118},{"issuer":"PALANTIR TECHNOLOGIES INC","titleOfClass":"CL A","cusip":"69608A108","value":204173,"shares":1750,"shareType":"SH","priorValue":255990,"priorShares":1750},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"FINL PFD ETF","cusip":"46137V621","value":190033,"shares":13861,"shareType":"SH","priorValue":190491,"priorShares":13844},{"issuer":"SPRINKLR INC","titleOfClass":"CL A","cusip":"85208T107","value":120708,"shares":23393,"shareType":"SH","priorValue":140358,"priorShares":23393},{"issuer":"KOPIN CORP","titleOfClass":"COM","cusip":"500600101","value":67312,"shares":15025,"shareType":"SH","priorValue":36056,"priorShares":16025}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}