{"url":"https://nivawealth.com/firms/abbington-investment-group-174407","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/174407","regulatoryAum":202099933,"crd":"174407","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7128467","suffix":null,"lastName":"Connolly","firstName":"Joseph","middleName":"Brendan"},{"crd":"4365326","suffix":null,"lastName":"CURRAN","firstName":"JOHN","middleName":"CHRISTOPHER"},{"crd":"6274241","suffix":null,"lastName":"VAN DESSEL","firstName":"PETER","middleName":"GERARD"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-07-22","regulatoryAum":108622911,"clients":48,"employees":3,"offices":3},{"filedOn":"2025-07-22","regulatoryAum":122907831,"clients":44,"employees":3,"offices":3},{"filedOn":"2026-03-10","regulatoryAum":202099933,"clients":50,"employees":3,"offices":2}],"secFileNumber":"801-129540","legalName":"Abbington Investment Group, LLC","displayName":"Abbington Investment Group","slug":"abbington-investment-group-174407","website":"https://abbingtongroup.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2014","organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"87a Ocean Street, Suite 207","city":"South Portland","state":"ME","stateName":"Maine","country":"United States","postalCode":"04106"},"tradeNames":[],"registration":{"secApproved":"21 February 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":4041998.66,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":202099933,"discretionary":200983055,"discretionaryAccounts":89,"nonDiscretionary":1116878,"nonDiscretionaryAccounts":2,"wrapProgram":null,"nonUsClientsPct":10,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":50,"regulatoryAum":202099933}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016439","versionId":1016439,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-10","documentName":"ABBINGTON ADV PART 2A","fee_rate_low":0.6,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":3000000,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:06:11.084029+00:00","documents":[{"name":"ABBINGTON ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016439","versionId":1016439,"submittedOn":"2026-03-10"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":202099933}],"custodyNote":"Abbington Investment Group has custody of $13M for 2 clients.","otherCustodians":[],"leadership":[{"name":"Peter Van Dessel","title":"Managing Member, Chief Investment Officer, Chief Compliance Officer","crd":"6274241"},{"name":"Joseph Connolly","title":"Member, Managing Director","crd":"7128467"}],"ownership":[{"label":"Peter Van Dessel","detail":"Managing member, chief investment officer, chief compliance officer in the 50% to 75% ownership band and a control person, since February 2014."},{"label":"Joseph Connolly","detail":"Member, managing director in the 25% to 50% ownership band and a control person, since January 2021."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"257 Riverside Avenue","city":"Westport"}]},{"state":"Maine","offices":1,"addresses":[{"street":"87a Ocean Street, Suite 207","city":"South Portland","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"207-433-5820","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":95},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"10 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/174407/PDF/174407.pdf","brochureDate":"10 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016439","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Abbington Investment Group have?","answer":"Abbington Investment Group has 50 clients and manages $202 million for them, as of March 2026. They include 50 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Abbington Investment Group offer?","answer":"Abbington Investment Group provides portfolio management for individuals and small businesses and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Abbington Investment Group charge?","answer":"Abbington Investment Group charges 0.60%–1.50% a year for its Asset Management. The fee is billed in arrears, is negotiable and requires an account of at least $3,000,000.","source":"ABBINGTON ADV PART 2A, filed 10 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Abbington Investment Group use?","answer":"Abbington Investment Group’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $202M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Abbington Investment Group have?","answer":"Abbington Investment Group has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Abbington Investment Group invest in?","answer":"At the end of its last fiscal year, Abbington Investment Group’s separately managed accounts held 95% registered funds (mutual funds, ETFs, BDCs) and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Abbington Investment Group have a minimum investment?","answer":"Yes, Abbington Investment Group’s minimum account size for its Asset Management is $3M.","source":"ABBINGTON ADV PART 2A, filed 10 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Abbington Investment Group?","answer":"Abbington Investment Group’s direct owners are Peter Van Dessel (50% to 75%) and Joseph Connolly (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Abbington Investment Group get paid?","answer":"Abbington Investment Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Abbington Investment Group?","answer":"Abbington Investment Group’s main office is at 87a Ocean Street, Suite 207, South Portland, ME 04106. Its phone number is 207-433-5820. Its website is abbingtongroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}