{"url":"https://nivawealth.com/firms/abbey-street-305107","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/305107","regulatoryAum":375395430,"crd":"305107","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6292321","suffix":null,"lastName":"CLYMER","firstName":"BEN","middleName":"A"},{"crd":"2408283","suffix":"JR","lastName":"CRON","firstName":"ROBERT","middleName":"ALVIN"},{"crd":"3088999","suffix":"JR","lastName":"MULHERAN","firstName":"DANIEL","middleName":"PATRICK"},{"crd":"8103011","suffix":null,"lastName":"Sauve","firstName":"Bailey","middleName":"Erwin"},{"crd":"7602303","suffix":null,"lastName":"Schierhorn","firstName":"Eric","middleName":null},{"crd":"8300224","suffix":null,"lastName":"Scott","firstName":"Ryan","middleName":"Joseph"},{"crd":"7227299","suffix":null,"lastName":"Turcott","firstName":"Eric","middleName":"Phillip"},{"crd":"6034681","suffix":null,"lastName":"ZAJICEK","firstName":"JOSHUA","middleName":"JOSEPH"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-26","regulatoryAum":171748084,"clients":131,"employees":9,"offices":1},{"filedOn":"2022-03-01","regulatoryAum":207562522,"clients":400,"employees":4,"offices":1},{"filedOn":"2023-08-01","regulatoryAum":192566654,"clients":218,"employees":12,"offices":1},{"filedOn":"2024-05-31","regulatoryAum":245005947,"clients":136,"employees":12,"offices":1},{"filedOn":"2025-03-19","regulatoryAum":315133609,"clients":148,"employees":12,"offices":1},{"filedOn":"2026-03-18","regulatoryAum":375395430,"clients":139,"employees":13,"offices":1}],"secFileNumber":"801-117454","legalName":"Abbey Street, LLC","displayName":"Abbey Street","slug":"abbey-street-305107","website":"https://abbeystreet.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/305107/ffb7ff031bd956a0-r1.webp","tone":"light","width":200,"height":200,"sourceUrl":"https://abbeystreet.com/","sourceLabel":"Abbey Street, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/abbeystreet/","xUrl":"https://twitter.com/realABBEYSTREET","founded":"2018","organization":"Minnesota limited liability company","fiscalYearEnd":"December","headquarters":{"street":"11095 Viking Drive, Suite 410","city":"Eden Prairie","state":"MN","stateName":"Minnesota","country":"United States","postalCode":"55344"},"tradeNames":[],"registration":{"secApproved":"4 October 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2718359.34057971,"staff":{"employees":13,"advisory":7,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":375395430,"discretionary":375395430,"discretionaryAccounts":139,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":49,"regulatoryAum":40721464},{"label":"High-net-worth individuals","clients":89,"regulatoryAum":334412125},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":261841}],"feePrograms":[{"role":"main","program":"Private Wealth Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020919","versionId":1020919,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-18","documentName":"ABBEY STREET ADV 2A BROCHURE","fee_rate_low":0.8,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Stand-alone financial planning","summary":"Stand-alone financial planning is charged $250 to $1,000 per month, depending on the complexity of the plan, under a financial planning agreement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020919","versionId":1020919,"submittedOn":"2026-03-18","documentName":"ABBEY STREET ADV 2A BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T10:40:18.500663+00:00","documents":[{"name":"ABBEY STREET ADV 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020919","versionId":1020919,"submittedOn":"2026-03-18"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":375395430}],"custodyNote":"Abbey Street has custody of $375M in client assets for 139 clients.","otherCustodians":[],"leadership":[{"name":"Daniel Mulheran","title":"President, CCO","crd":"3088999"}],"ownership":[{"label":"Daniel Mulheran","detail":"President, cco in the 75% or more ownership band and a control person, since April 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Minnesota","offices":1,"addresses":[{"street":"11095 Viking Drive, Suite 410","city":"Eden Prairie","headquarters":true}]}],"brochureServices":["insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"952-224-7272","stateRegisteredReps":7,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Publication of periodicals or newsletters","Educational seminars/workshops"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":6},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":78},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":13,"detail":"Bonds"}],"privateFunds":0},"sources":{"adv1FilingDate":"18 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/305107/PDF/305107.pdf","brochureDate":"18 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020919","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Abbey Street have?","answer":"Abbey Street has 139 clients and manages $375 million for them, as of March 2026. They include 89 high-net-worth individuals, 49 individual clients and 1 charitable organization.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Abbey Street offer?","answer":"Abbey Street provides financial planning, portfolio management for individuals and small businesses, pension consulting, publishing newsletters, educational seminars, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Abbey Street charge?","answer":"Abbey Street charges 0.80%–1.50% a year for its Private Wealth Services. The fee is billed in advance and is negotiable.","source":"ABBEY STREET ADV 2A BROCHURE, filed 18 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Abbey Street use?","answer":"Abbey Street’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $375M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Abbey Street have?","answer":"Abbey Street has 7 investment adviser representatives registered with state securities authorities, out of 13 employees, and 7 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Abbey Street invest in?","answer":"At the end of its last fiscal year, Abbey Street’s separately managed accounts held 78% registered funds (mutual funds, ETFs, BDCs), 13% other, 6% exchange-traded equities, 2% cash and equivalents and 1% state and local bonds. The 13% other category is described as: Bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Abbey Street?","answer":"Abbey Street’s direct owner is Daniel Mulheran (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Abbey Street get paid?","answer":"Abbey Street is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Abbey Street?","answer":"Abbey Street’s main office is at 11095 Viking Drive, Suite 410, Eden Prairie, MN 55344. Its phone number is 952-224-7272. Its website is abbeystreet.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}