{"url":"https://nivawealth.com/firms/abacus-capital-advisors-309295","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/309295","regulatoryAum":119507501,"crd":"309295","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4841188","suffix":null,"lastName":"FERMAN","firstName":"MAURO","middleName":null},{"crd":"4268591","suffix":null,"lastName":"MARTIN","firstName":"BENJAMIN","middleName":"SETH"},{"crd":"6943752","suffix":null,"lastName":"Smythe","firstName":"William","middleName":"Preston"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-02-17","regulatoryAum":103331043,"clients":51,"employees":3,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":119507501,"clients":48,"employees":3,"offices":1}],"secFileNumber":"801-132208","legalName":"Abacus Capital Advisors LLC","displayName":"Abacus Capital Advisors","slug":"abacus-capital-advisors-309295","website":"https://abacuscapitaladvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/abacus-capital-advisors/","founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"8181 West Broward BLVD, Suite 258","city":"Plantation","state":"FL","stateName":"Florida","country":"United States","postalCode":"33324"},"tradeNames":[],"registration":{"secApproved":"19 March 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2489739.6041666665,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":2},"aum":{"regulatory":119507501,"discretionary":119507501,"discretionaryAccounts":80,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":70,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":23,"regulatoryAum":65837814},{"label":"High-net-worth individuals","clients":25,"regulatoryAum":53669687}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:37:36.43451+00:00","documents":[{"name":"ABACUS CAPITAL ADVISORS ADV PART 2","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032223","versionId":1032223,"submittedOn":"2026-03-30"}]},"custodians":[{"name":"Interactive Brokers Corp.","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":83937416},{"name":"Pershing LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":14608973}],"custodyNote":"Abacus Capital Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Mauro Ferman","title":"CEO / CCO","crd":"4841188"}],"ownership":[{"label":"Mauro Ferman","detail":"Ceo / cco in the 75% or more ownership band and a control person, since April 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"8181 West Broward BLVD, Suite 258","city":"Plantation","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"954-361-4210","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":16},{"label":"Investment grade corporate bonds","percent":70},{"label":"Non-investment grade corporate bonds","percent":9},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/309295/PDF/309295.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032223","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Abacus Capital Advisors have?","answer":"Abacus Capital Advisors has 48 clients and manages $120 million for them, as of March 2026. They include 25 high-net-worth individuals and 23 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Abacus Capital Advisors offer?","answer":"Abacus Capital Advisors provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Abacus Capital Advisors use?","answer":"Abacus Capital Advisors’ separately managed account assets are held at Interactive Brokers Corp. (Greenwich, CT), with $83.9M and Pershing LLC (Jersey City, NJ), with $14.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Abacus Capital Advisors have?","answer":"Abacus Capital Advisors has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Abacus Capital Advisors invest in?","answer":"At the end of its last fiscal year, Abacus Capital Advisors’ separately managed accounts held 70% investment grade corporate bonds, 16% exchange-traded equities, 9% high-yield corporate bonds and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Abacus Capital Advisors?","answer":"Abacus Capital Advisors’ direct owner is Mauro Ferman (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Abacus Capital Advisors get paid?","answer":"Abacus Capital Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Abacus Capital Advisors?","answer":"Abacus Capital Advisors’ main office is at 8181 West Broward BLVD, Suite 258, Plantation, FL 33324. Its phone number is 954-361-4210. Its website is abacuscapitaladvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}