{"url":"https://nivawealth.com/firms/ab-private-credit-investors-173027","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/173027","regulatoryAum":11358000000,"crd":"173027","secFileNumber":"801-80389","legalName":"Ab Private Credit Investors LLC","displayName":"Ab Private Credit Investors","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"405 Colorado Street, Suite 1500","city":"Austin","state":"TX","stateName":"Texas","country":"United States","postalCode":"78701"},"tradeNames":[],"registration":{"secApproved":"29 October 2014","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":11245100000,"discretionaryAccounts":28,"nonDiscretionary":112900000,"nonDiscretionaryAccounts":2,"wrapProgram":null,"nonUsClientsPct":13,"nonAumClients":0},"clientTypes":[{"label":"Business development companies","clients":2,"regulatoryAum":1799000000},{"label":"Pooled investment vehicles","clients":24,"regulatoryAum":8926000000},{"label":"Insurance companies","clients":3,"regulatoryAum":458000000},{"label":"Corporations and other businesses","clients":1,"regulatoryAum":175000000}],"fees":[],"feeNotes":[],"custodians":[{"name":"Sanford C. Bernstein & Co., LLC","shortName":"Sanford C. Bernstein &","location":"New York, NY","smaAssets":5876084669}],"custodyNote":"Ab Private Credit Investors has custody of $4.10B for 4 clients.","otherCustodians":[],"leadership":[{"name":"J Brent Humphries","title":"President, Ab Private Credit Investors","crd":"5205065"},{"name":"Paul Emerson","title":"Chief Compliance Officer","crd":"5258073"},{"name":"Mark Manley","title":"General Counsel & Corporate Secretary","crd":"1294370"},{"name":"Wesley Raper","title":"COO, Ab Private Credit Investors","crd":"5206526"}],"ownership":[{"label":"Alliance Capital Management LLC","detail":"Sole member in the 75% or more ownership band and a control person, since June 2014."},{"label":"Alliancebernstein L.P.","detail":"Indirect owner: a sole member of Alliance Capital Management LLC in the 75% or more band and a control person, since June 2014.","parent":"Alliance Capital Management LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"66 Hudson Boulevard East","city":"New York"}]},{"state":"Tennessee","offices":1,"addresses":[{"street":"501 Commerce Street","city":"Nashville"}]},{"state":"Texas","offices":1,"addresses":[{"street":"405 Colorado Street, Suite 1500","city":"Austin","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"512-721-2900","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Investment grade corporate bonds","percent":66},{"label":"Non-investment grade corporate bonds","percent":34}],"privateFunds":24},"sources":{"adv1FilingDate":"4 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/173027/PDF/173027.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Ab Private Credit Investors have?","answer":"Ab Private Credit Investors has 30 clients and manages $11.4 billion for them, as of September 2026. They include 24 pooled investment vehicles, 3 insurance companies and 2 business development companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ab Private Credit Investors offer?","answer":"Ab Private Credit Investors provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Ab Private Credit Investors use?","answer":"Ab Private Credit Investors’ separately managed account assets are held at Sanford C. Bernstein & Co., LLC (New York, NY), with $5,876,084,669. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ab Private Credit Investors have?","answer":"Ab Private Credit Investors has 0 investment adviser representatives registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ab Private Credit Investors invest in?","answer":"At the end of its last fiscal year, Ab Private Credit Investors’ separately managed accounts held 66% investment grade corporate bonds and 34% high-yield corporate bonds. It advises 24 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ab Private Credit Investors?","answer":"Ab Private Credit Investors is owned through a holding company by Alliancebernstein L.P. Its direct owner is Alliance Capital Management LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 4 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ab Private Credit Investors get paid?","answer":"Ab Private Credit Investors is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}