{"url":"https://nivawealth.com/firms/a-j-perry-and-company-107041","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107041","regulatoryAum":108760000,"crd":"107041","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2700632","suffix":null,"lastName":"NASTASI","firstName":"PAUL","middleName":"FRANCIS"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134868","legalName":"A. J. Perry & Company, Inc.","displayName":"A. J. Perry & Company","slug":"a-j-perry-and-company-107041","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Maryland corporation","fiscalYearEnd":"December","headquarters":{"street":"408 Allegheny Avenue, 2nd Floor","city":"Towson","state":"MD","stateName":"Maryland","country":"United States","postalCode":"21204"},"tradeNames":[],"registration":{"secApproved":"8 January 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1098016.5263157894,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":108760000,"discretionary":105258210,"discretionaryAccounts":91,"nonDiscretionary":3501790,"nonDiscretionaryAccounts":6,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":97},"clientTypes":[{"label":"Individuals (other than HNW)","clients":57,"regulatoryAum":14424862},{"label":"High-net-worth individuals","clients":38,"regulatoryAum":89886708},{"label":"Pension and profit-sharing plans","clients":1,"fewerThan5":true,"regulatoryAum":3533022},{"label":"Corporations and other businesses","clients":1,"fewerThan5":true,"regulatoryAum":915408}],"feePrograms":[{"role":"main","program":"Advisory services","feeBasis":"marginal","fee_tiers":[{"to":250000,"pct":1,"from":0},{"to":1000000,"pct":0.5,"from":250000},{"to":null,"pct":0.25,"from":1000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009895","versionId":1009895,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-02-18","documentName":"A.J. PERRY AND COMPANY, INC.","fee_rate_low":0.25,"fee_rate_high":1,"fee_negotiable":false,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:54:18.393948+00:00","documents":[{"name":"A.J. PERRY AND COMPANY, INC.","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009895","versionId":1009895,"submittedOn":"2026-02-18"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=487451","versionId":487451,"submittedOn":null}]},"custodians":[],"custodyNote":"A. J. Perry & Company has custody of $205K in client assets for 44 clients.","otherCustodians":[],"leadership":[{"name":"Paul Nastasi","title":"President / CCO","crd":"2700632"}],"ownership":[{"label":"Paul Nastasi","detail":"President / cco in the 75% or more ownership band and a control person, since October 2012."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Maryland","offices":1,"addresses":[{"street":"408 Allegheny Avenue, 2nd Floor","city":"Towson","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"410-539-1144","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":null,"assetMix":[{"label":"Other","percent":100,"detail":"Mutual Funds"}],"privateFunds":0},"sources":{"adv1FilingDate":"18 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/107041/PDF/107041.pdf","brochureDate":"18 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009895","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does A. J. Perry & Company have?","answer":"A. J. Perry & Company has 97 clients and manages $109 million for them, as of February 2026. They include 57 individual clients, 38 high-net-worth individuals and 1 pension or profit-sharing plan.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does A. J. Perry & Company offer?","answer":"A. J. Perry & Company provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does A. J. Perry & Company charge?","answer":"A. J. Perry & Company charges 0.25%–1.00% a year for its Advisory services. Each asset band is charged at its own rate. The fee is billed in advance and is not negotiable.","source":"A.J. PERRY AND COMPANY, INC., filed 18 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does A. J. Perry & Company have?","answer":"A. J. Perry & Company has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does A. J. Perry & Company invest in?","answer":"At the end of its last fiscal year, A. J. Perry & Company’s separately managed accounts held 100% other. The 100% other category is described as: Mutual Funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns A. J. Perry & Company?","answer":"A. J. Perry & Company’s direct owner is Paul Nastasi (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does A. J. Perry & Company get paid?","answer":"A. J. Perry & Company is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact A. J. Perry & Company?","answer":"A. J. Perry & Company’s main office is at 408 Allegheny Avenue, 2nd Floor, Towson, MD 21204. Its phone number is 410-539-1144.","source":"Form ADV Part 1A, Item 1.F, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}