{"url":"https://nivawealth.com/firms/a-g-campbell-advisory-162150","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/162150","regulatoryAum":403897677,"crd":"162150","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1678369","suffix":null,"lastName":"Brennen","firstName":"Elizabeth","middleName":null},{"crd":"1390349","suffix":"III","lastName":"CAMPBELL","firstName":"ALEXANDER","middleName":"GOULD"},{"crd":"7148168","suffix":"IV","lastName":"Campbell","firstName":"Alexander","middleName":"G"},{"crd":"1278844","suffix":"SR","lastName":"SCOTT","firstName":"MARK","middleName":"DAVID"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-29","regulatoryAum":335388046,"clients":68,"employees":2,"offices":1},{"filedOn":"2022-05-05","regulatoryAum":418923297,"clients":67,"employees":3,"offices":2},{"filedOn":"2023-03-29","regulatoryAum":349676844,"clients":69,"employees":3,"offices":2},{"filedOn":"2024-03-20","regulatoryAum":411291828,"clients":68,"employees":3,"offices":2},{"filedOn":"2025-07-30","regulatoryAum":345011484,"clients":67,"employees":5,"offices":3},{"filedOn":"2026-03-11","regulatoryAum":403897677,"clients":67,"employees":5,"offices":3}],"secFileNumber":"801-80616","legalName":"A.g. 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Campbell Advisory does not have custody of client assets.","leadership":[{"name":"Elizabeth Brennen","title":"Principal","crd":"1678369"},{"name":"Alexander Campbell","title":"Founding Principal","crd":"1390349"},{"name":"Mark Scott","title":"Managing Principal - CCO","crd":"1278844"}],"ownership":[{"label":"Alexander Campbell","detail":"Founding principal in the 50% to 75% ownership band and a control person, since February 2012."},{"label":"Mark Scott","detail":"Managing principal - cco in the 25% to 50% ownership band and a control person, since March 2013."},{"label":"Elizabeth Brennen","detail":"Principal in the 10% to 25% ownership band and a control person, since January 2022."}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"999 Vanderbilt Beach Road","city":"Naples"}]},{"state":"Kentucky","offices":1,"addresses":[{"street":"444 E. Main Street","city":"Lexington"}]},{"state":"Maryland","offices":1,"addresses":[{"street":"190 W. Ostend Street, Suite 200","city":"Baltimore","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"410-779-1239","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":82},{"label":"U.S. government/agency bonds","percent":2},{"label":"Investment grade corporate bonds","percent":7},{"label":"Cash and cash equivalents","percent":9}],"privateFunds":0},"sources":{"adv1FilingDate":"11 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/162150/PDF/162150.pdf","brochureDate":"11 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017089","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does A.G. Campbell Advisory have?","answer":"A.G. Campbell Advisory has 67 clients and manages $404 million for them, as of March 2026. They include 32 individual clients, 29 high-net-worth individuals, and 5 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does A.G. Campbell Advisory offer?","answer":"A.G. Campbell Advisory provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does A.G. Campbell Advisory charge?","answer":"A.G. Campbell Advisory charges 0.75%–1.50% a year for its Investment Management. The fee is billed in advance and is negotiable.","source":"A.G. CAMPBELL ADVISORY, LLC FIRM BROCHURE ADV PART 2A, filed 11 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does A.G. Campbell Advisory use?","answer":"A.G. Campbell Advisory’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $269M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does A.G. Campbell Advisory have?","answer":"A.G. Campbell Advisory has 0 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does A.G. Campbell Advisory invest in?","answer":"At the end of its last fiscal year, A.G. Campbell Advisory’s separately managed accounts held 82% exchange-traded equities, 9% cash and equivalents, 7% investment grade corporate bonds and 2% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns A.G. Campbell Advisory?","answer":"A.G. Campbell Advisory’s direct owners are Alexander Campbell (50% to 75%), Mark Scott (25% to 50%) and Elizabeth Brennen (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does A.G. Campbell Advisory get paid?","answer":"A.G. Campbell Advisory is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is A.G. Campbell Advisory registered with the SEC?","answer":"Yes, A.G. Campbell Advisory has been registered with the SEC as an investment adviser since 3 December 2014. Its CRD number is 162150 and its SEC file number is 801-80616.","source":"Form ADV Part 1A, Item 1, filed 11 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact A.G. Campbell Advisory?","answer":"A.G. Campbell Advisory’s main office is at 190 W. Ostend Street, Suite 200, Baltimore, MD 21230. Its phone number is 410-779-1239. Its website is agcadvisory.com.","source":"Form ADV Part 1A, Item 1.F, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/a-g-campbell-advisory-162150/holdings","form":"13F-HR","periodOfReport":"2025-12-31","filedOn":"2026-03-11","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2110880/000211088026000002/0002110880-26-000002-index.html","totalValue":158361571,"positionCount":5,"top10Share":1,"top10":[{"issuer":"JPMORGAN CHASE & CO COM","titleOfClass":"Stock","cusip":"46625H100","value":152062222,"shares":471920,"shareType":"SH"},{"issuer":"APPLE INC COM","titleOfClass":"Stock","cusip":"037833100","value":4914425,"shares":18077,"shareType":"SH"},{"issuer":"SEACOAST BKG CORP FLA COM NEW","titleOfClass":"Stock","cusip":"811707801","value":648038,"shares":20625,"shareType":"SH"},{"issuer":"SCHWAB U.S. MID-CAP ETF","titleOfClass":"ETF","cusip":"808524508","value":395754,"shares":13162,"shareType":"SH"},{"issuer":"SCHWAB U.S. SMALL-CAP ETF","titleOfClass":"ETF","cusip":"808524607","value":341132,"shares":11978,"shareType":"SH"}],"positionsListed":5,"positions":[{"issuer":"JPMORGAN CHASE & CO COM","titleOfClass":"Stock","cusip":"46625H100","value":152062222,"shares":471920,"shareType":"SH"},{"issuer":"APPLE INC COM","titleOfClass":"Stock","cusip":"037833100","value":4914425,"shares":18077,"shareType":"SH"},{"issuer":"SEACOAST BKG CORP FLA COM NEW","titleOfClass":"Stock","cusip":"811707801","value":648038,"shares":20625,"shareType":"SH"},{"issuer":"SCHWAB U.S. MID-CAP ETF","titleOfClass":"ETF","cusip":"808524508","value":395754,"shares":13162,"shareType":"SH"},{"issuer":"SCHWAB U.S. SMALL-CAP ETF","titleOfClass":"ETF","cusip":"808524607","value":341132,"shares":11978,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}