{"url":"https://nivawealth.com/firms/8th-street-investments-148727","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/148727","regulatoryAum":166893863,"crd":"148727","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5610268","suffix":null,"lastName":"PENDLEY","firstName":"LISA","middleName":"CARROLL"},{"crd":"5196575","suffix":null,"lastName":"SHEA","firstName":"MICHAEL","middleName":"EDWARD"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-06","regulatoryAum":134443884,"clients":50,"employees":2,"offices":2},{"filedOn":"2022-06-01","regulatoryAum":164562050,"clients":52,"employees":3,"offices":2},{"filedOn":"2023-03-01","regulatoryAum":143128845,"clients":51,"employees":3,"offices":2},{"filedOn":"2024-03-05","regulatoryAum":162303533,"clients":54,"employees":3,"offices":2},{"filedOn":"2025-03-15","regulatoryAum":171725350,"clients":55,"employees":3,"offices":2},{"filedOn":"2026-03-14","regulatoryAum":166893863,"clients":58,"employees":3,"offices":2}],"secFileNumber":"801-121413","legalName":"8th Street Investments, LLC","displayName":"8th Street Investments","slug":"8th-street-investments-148727","website":"https://8thstreetllc.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/148727/f16efbbcf9c7e495-r1.webp","tone":"light","width":398,"height":200,"sourceUrl":"https://www.8thstreetllc.com/","sourceLabel":"8th Street Investments, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Virginia limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1800 Diagonal Road, Suite 600","city":"Alexandria","state":"VA","stateName":"Virginia","country":"United States","postalCode":"22314"},"tradeNames":[],"registration":{"secApproved":"4 June 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2844470.3620689656,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":166893863,"discretionary":166880154,"discretionaryAccounts":205,"nonDiscretionary":13709,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":23,"regulatoryAum":6773915},{"label":"High-net-worth individuals","clients":35,"regulatoryAum":158205366},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":1652453},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":262129}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"marginal","fee_tiers":[{"to":2000000,"pct":1,"from":0},{"to":5000000,"pct":0.75,"from":2000000},{"to":null,"pct":0.5,"from":5000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018659","versionId":1018659,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-13","documentName":"8TH STREET DISCLOSURE BROCHURE (MARCH 13, 2026)","fee_rate_low":0.5,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting Services","summary":"Fixed fee typically $2,000 to $7,000, or hourly at $250 to $500 per hour; half is due at inception.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018659","versionId":1018659,"submittedOn":"2026-03-13","documentName":"8TH STREET DISCLOSURE BROCHURE (MARCH 13, 2026)"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:50:32.413525+00:00","documents":[{"name":"8TH STREET DISCLOSURE BROCHURE (MARCH 13, 2026)","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018659","versionId":1018659,"submittedOn":"2026-03-13"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":166893863}],"custodyNote":"8th Street Investments does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Lisa Pendley","title":"Managing Member / Chief Compliance Officer","crd":"5610268"},{"name":"Michael Shea","title":"Managing Member / Chief Investment Officer","crd":"5196575"}],"ownership":[{"label":"Lisa Pendley","detail":"Managing member / chief compliance officer in the 50% to 75% ownership band and a control person, since October 2008."},{"label":"Michael Shea","detail":"Managing member / chief investment officer in the 50% to 75% ownership band and a control person, since October 2008."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Virginia","offices":1,"addresses":[{"street":"1800 Diagonal Road, Suite 600","city":"Alexandria","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"703-519-0962","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":28},{"label":"U.S. government/agency bonds","percent":7},{"label":"U.S. state and local bonds","percent":2},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":52},{"label":"Cash and cash equivalents","percent":10}],"privateFunds":0},"sources":{"adv1FilingDate":"14 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/148727/PDF/148727.pdf","brochureDate":"13 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018659","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does 8th Street Investments have?","answer":"8th Street Investments has 58 clients and manages $167 million for them, as of March 2026. They include 35 high-net-worth individuals and 23 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does 8th Street Investments offer?","answer":"8th Street Investments provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does 8th Street Investments charge?","answer":"8th Street Investments charges 0.50%–1.00% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.","source":"8TH STREET DISCLOSURE BROCHURE (MARCH 13, 2026), filed 13 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does 8th Street Investments use?","answer":"8th Street Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $167M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does 8th Street Investments have?","answer":"8th Street Investments has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does 8th Street Investments invest in?","answer":"At the end of its last fiscal year, 8th Street Investments’ separately managed accounts held 52% registered funds (mutual funds, ETFs, BDCs), 28% exchange-traded equities, 10% cash and equivalents, 7% U.S. government and agency bonds, 2% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns 8th Street Investments?","answer":"8th Street Investments’ direct owners are Lisa Pendley (50% to 75%) and Michael Shea (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 14 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does 8th Street Investments get paid?","answer":"8th Street Investments is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact 8th Street Investments?","answer":"8th Street Investments’ main office is at 1800 Diagonal Road, Suite 600, Alexandria, VA 22314. Its phone number is 703-519-0962. Its website is 8thstreetllc.com.","source":"Form ADV Part 1A, Item 1.F, filed 14 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}