{"url":"https://nivawealth.com/firms/818-wealth-335975","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/335975","regulatoryAum":117131991,"crd":"335975","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6937298","suffix":null,"lastName":"Johnson","firstName":"Nathan","middleName":"Thomas"},{"crd":"4911240","suffix":null,"lastName":"MOFFATT","firstName":"DEREK","middleName":"JEFFERSON"},{"crd":"3005074","suffix":null,"lastName":"MOSELEY","firstName":"BONNIE","middleName":"JEAN"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135389","legalName":"818 Wealth, LLC","displayName":"818 Wealth","slug":"818-wealth-335975","website":"https://moffattfinancialstrategies.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"xUrl":"https://x.com/DerekJMoffatt","founded":null,"organization":"Texas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"425 Houston Street, Suite 575","city":"Fort Worth","state":"TX","stateName":"Texas","country":"United States","postalCode":"76102"},"tradeNames":[],"registration":{"secApproved":"4 March 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":653431.915730337,"staff":{"employees":6,"advisory":4,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":117131991,"discretionary":116310881,"discretionaryAccounts":178,"nonDiscretionary":821110,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":140,"regulatoryAum":46946334},{"label":"High-net-worth individuals","clients":38,"regulatoryAum":69364547},{"label":"Pension and profit-sharing plans","clients":3,"fewerThan5":true,"regulatoryAum":821110}],"feePrograms":[{"role":"main","program":"Portfolio Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023218","versionId":1023218,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-23","documentName":"FORM ADV PART 2A - MOFFATT FINANCIAL STRATEGIES","fee_rate_low":2,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning","summary":"Financial planning is a negotiated fixed fee of $1,000 to $25,000 or an hourly fee of $100 to $400.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023218","versionId":1023218,"submittedOn":"2026-03-23","documentName":"FORM ADV PART 2A - MOFFATT FINANCIAL STRATEGIES"},{"role":"other","program":"Pension consulting","summary":"Pension consulting is an asset-based annual fee of 2.00% of assets, generally negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023218","versionId":1023218,"submittedOn":"2026-03-23","documentName":"FORM ADV PART 2A - MOFFATT FINANCIAL STRATEGIES"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T18:01:43.696041+00:00","documents":[{"name":"FORM ADV PART 2A - MOFFATT FINANCIAL STRATEGIES","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023218","versionId":1023218,"submittedOn":"2026-03-23"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":64411459},{"name":"LPL Financial LLC","shortName":"LPL Financial","location":"Fort Mill, SC","smaAssets":51759084}],"custodyNote":"818 Wealth does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Derek Moffatt","title":"Managing Member and Chief Compliance Officer","crd":"4911240"}],"ownership":[{"label":"Derek Moffatt","detail":"Managing member and chief compliance officer in the 75% or more ownership band and a control person, since March 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"425 Houston Street, Suite 575","city":"Fort Worth","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"682-747-0134","stateRegisteredReps":4,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":69},{"label":"Non-exchange-traded equity securities","percent":4},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":20},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"23 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/335975/PDF/335975.pdf","brochureDate":"23 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023218","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does 818 Wealth have?","answer":"818 Wealth has 181 clients and manages $117 million for them, as of March 2026. They include 140 individual clients, 38 high-net-worth individuals, and 3 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does 818 Wealth offer?","answer":"818 Wealth provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does 818 Wealth charge?","answer":"818 Wealth charges 2.00% a year for its Portfolio Management. The fee is billed in advance and is negotiable.","source":"FORM ADV PART 2A - MOFFATT FINANCIAL STRATEGIES, filed 23 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does 818 Wealth use?","answer":"818 Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $64.4M and LPL Financial LLC (Fort Mill, SC), with $51.8M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does 818 Wealth have?","answer":"818 Wealth has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does 818 Wealth invest in?","answer":"At the end of its last fiscal year, 818 Wealth’s separately managed accounts held 69% exchange-traded equities, 20% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents, 4% non-exchange-traded equities, 1% investment grade corporate bonds and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns 818 Wealth?","answer":"818 Wealth’s direct owner is Derek Moffatt (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does 818 Wealth get paid?","answer":"818 Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact 818 Wealth?","answer":"818 Wealth’s main office is at 425 Houston Street, Suite 575, Fort Worth, TX 76102. Its phone number is 682-747-0134. Its website is moffattfinancialstrategies.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}