{"url":"https://nivawealth.com/firms/503-capital-partners-327580","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/327580","regulatoryAum":636447785,"crd":"327580","history":[{"filedOn":"2024-05-29","regulatoryAum":0,"clients":0,"employees":1,"offices":1},{"filedOn":"2025-03-20","regulatoryAum":398726553,"clients":11,"employees":13,"offices":1},{"filedOn":"2026-04-08","regulatoryAum":636447785,"clients":13,"employees":14,"offices":1}],"secFileNumber":"801-130277","legalName":"503 Capital Partners, LLC","displayName":"503 Capital Partners","slug":"503-capital-partners-327580","website":"https://503capitalpartners.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/503-capital-partners/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"4000 W. 114th Street, Suite 260","city":"Leawood","state":"KS","stateName":"Kansas","country":"United States","postalCode":"66211"},"tradeNames":[],"registration":{"secApproved":"30 May 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":42751187,"staff":{"employees":14,"advisory":9,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":636447785,"discretionary":636447785,"discretionaryAccounts":14,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":5,"regulatoryAum":213755935},{"label":"Pooled investment vehicles","clients":8,"regulatoryAum":392545627},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":30146223}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"BNY Mellon, N.A.","shortName":"BNY Mellon, N.A.","location":"Pittsburgh, PA","smaAssets":23599466},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":82900139}],"custodyNote":"503 Capital Partners has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Katherine Moore","title":"Chief Compliance Officer, Managing Partner","crd":"5393729"},{"name":"Gary Henson","title":"Managing Partner","crd":"2130871"},{"name":"David Sifford","title":"Chief Investment Officer, Managing Partner","crd":"7833660"}],"ownership":[{"label":"503 Holdco, LLC","detail":"Sole member in the 75% or more ownership band and a control person, since July 2024."},{"label":"503 Investments, LLC","detail":"Indirect owner: a sole member of 503 Holdco, LLC in the 75% or more band and a control person, since July 2024.","parent":"503 Holdco, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Kansas","offices":1,"addresses":[{"street":"4000 W. 114th Street, Suite 260","city":"Leawood","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"913-279-0177","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. state and local bonds","percent":88},{"label":"Non-investment grade corporate bonds","percent":5},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":8},"sources":{"adv1FilingDate":"8 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/327580/PDF/327580.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does 503 Capital Partners have?","answer":"503 Capital Partners has 13 clients and manages $636 million for them, as of April 2026. They include 8 pooled investment vehicles and 5 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 8 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does 503 Capital Partners offer?","answer":"503 Capital Partners provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does 503 Capital Partners use?","answer":"503 Capital Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $82.9M and BNY Mellon, N.A. (Pittsburgh, PA), with $23.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does 503 Capital Partners have?","answer":"503 Capital Partners has 0 investment adviser representatives registered with state securities authorities, out of 14 employees, and 9 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does 503 Capital Partners invest in?","answer":"At the end of its last fiscal year, 503 Capital Partners’ separately managed accounts held 88% state and local bonds, 7% cash and equivalents and 5% high-yield corporate bonds. It advises 8 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns 503 Capital Partners?","answer":"503 Capital Partners is owned through a holding company by 503 Investments, LLC. Its direct owner is 503 Holdco, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 8 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does 503 Capital Partners get paid?","answer":"503 Capital Partners is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact 503 Capital Partners?","answer":"503 Capital Partners’ main office is at 4000 W. 114th Street, Suite 260, Leawood, KS 66211. Its phone number is 913-279-0177. Its website is 503capitalpartners.com.","source":"Form ADV Part 1A, Item 1.F, filed 8 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}