{"url":"https://nivawealth.com/firms/360-one-portfolio-managers-limited-307146","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/307146","regulatoryAum":3648918271,"crd":"307146","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8260112","suffix":null,"lastName":"MADE","firstName":"SWAPNIL","middleName":"VENKATRAO"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-07","regulatoryAum":3142877040,"clients":1512,"employees":56,"offices":1},{"filedOn":"2022-06-28","regulatoryAum":3286004481,"clients":1753,"employees":70,"offices":1},{"filedOn":"2023-06-20","regulatoryAum":3299097970,"clients":1892,"employees":97,"offices":1},{"filedOn":"2024-06-28","regulatoryAum":3714856462,"clients":1914,"employees":97,"offices":2},{"filedOn":"2025-06-30","regulatoryAum":3851404976,"clients":2038,"employees":85,"offices":2},{"filedOn":"2026-06-24","regulatoryAum":3648918271,"clients":2096,"employees":72,"offices":3}],"secFileNumber":"801-118325","legalName":"360 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businesses","clients":234,"regulatoryAum":167102077},{"label":"Other","clients":28,"regulatoryAum":70136613}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"HDFC Bank","shortName":"HDFC Bank","location":"Mumbai, Maharashtra","smaAssets":3403874551},{"name":"Icici Bank","shortName":"Icici Bank","location":"Mumbai","smaAssets":2260853},{"name":"Orbis Financial Corporation Limited","shortName":"Orbis Financial Corporation Limited","location":"Haryana","smaAssets":32875741},{"name":"HSBC","shortName":"HSBC","location":"London","smaAssets":171719764}],"custodyNote":"360 One Portfolio Managers Limited has custody of $10.5M in client assets for 2 clients.","otherCustodians":[],"leadership":[{"name":"Sonali Tendulkar","title":"Chief Compliance Officer","crd":"7088466"},{"name":"Gaurav Doshi","title":"Director","crd":"8139242"},{"name":"Anu Jain","title":"Director","crd":"8003690"},{"name":"Yatin Shah","title":"Director","crd":"7112977"}],"ownership":[{"label":"360 One Wam Limited","detail":"Shareholder in the 75% or more ownership band and a control person, since March 2013."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[{"city":"HYDERABAD","country":"India","postalCode":"500032","street":"360 ONE ,1ST FLOOR, BLUEPRINT 23 NORDWEST GACHIBOW","display":{"city":"HYDERABAD","region":null,"postalCode":"500032","ruleVersion":"office-display-1"}},{"city":"MUMBAI, MAHARASHTRA","country":"India","postalCode":"400018","street":"36TH FLOOR, UNIT 3601,  ALTIMUS BUILDING","display":{"city":"MUMBAI, MAHARASHTRA","region":null,"postalCode":"400018","ruleVersion":"office-display-1"}}],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"912248765600","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":19},{"label":"Non-exchange-traded equity securities","percent":4},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":8},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":8},{"label":"Other","percent":60,"detail":"Indian Mutual Funds and Matured Holdings"}],"privateFunds":2},"sources":{"adv1FilingDate":"24 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/307146/PDF/307146.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does 360 One Portfolio Managers Limited have?","answer":"360 One Portfolio Managers Limited has 2,096 clients and manages $3.65 billion for them, as of June 2026. They include 1,699 individual clients, 234 corporations and other businesses, and 121 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does 360 One Portfolio Managers Limited offer?","answer":"360 One Portfolio Managers Limited provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does 360 One Portfolio Managers Limited use?","answer":"360 One Portfolio Managers Limited’s separately managed account assets are held at HDFC Bank (Mumbai, Maharashtra), with $3.4B, HSBC (London), with $172M, Orbis Financial Corporation Limited (Haryana), with $32.9M and Icici Bank (Mumbai), with $2.26M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does 360 One Portfolio Managers Limited have?","answer":"360 One Portfolio Managers Limited has 0 investment adviser representatives registered with state securities authorities, out of 72 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does 360 One Portfolio Managers Limited invest in?","answer":"At the end of its last fiscal year, 360 One Portfolio Managers Limited’s separately managed accounts held 60% other, 19% exchange-traded equities, 8% investment grade corporate bonds, 8% pooled vehicles (private funds and similar), 4% non-exchange-traded equities and 1% sovereign bonds. The 60% other category is described as: Indian Mutual Funds and Matured Holdings. It advises 2 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns 360 One Portfolio Managers Limited?","answer":"360 One Portfolio Managers Limited’s direct owner is 360 One Wam Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does 360 One Portfolio Managers Limited get paid?","answer":"360 One Portfolio Managers Limited is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact 360 One Portfolio Managers Limited?","answer":"360 One Portfolio Managers Limited’s main office is at 360 One Centre, Kamala City, Senapati Bapat Marg,, Lower Parel, Mumbai, India 400013. Its phone number is 912248765600. Its website is 360.one.","source":"Form ADV Part 1A, Item 1.F, filed 24 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}