{"url":"https://nivawealth.com/firms/360-one-asset-management-limited-300914","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/300914","regulatoryAum":4310389443,"crd":"300914","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7115761","suffix":null,"lastName":"JANI","firstName":"MEHUL","middleName":null},{"crd":"7088448","suffix":null,"lastName":"MAHESHWARI","firstName":"ANUP","middleName":"PRATAPSINGH"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-28","regulatoryAum":4777756996,"clients":7340,"employees":117,"offices":1},{"filedOn":"2022-06-17","regulatoryAum":6295391014,"clients":7596,"employees":135,"offices":1},{"filedOn":"2023-06-12","regulatoryAum":7138259186,"clients":7585,"employees":160,"offices":1},{"filedOn":"2024-07-30","regulatoryAum":8688198521,"clients":7127,"employees":194,"offices":1},{"filedOn":"2025-07-31","regulatoryAum":4816950669,"clients":6573,"employees":129,"offices":1},{"filedOn":"2026-06-24","regulatoryAum":4310389443,"clients":4773,"employees":130,"offices":2}],"secFileNumber":"801-115268","legalName":"360 One Asset Management Limited","displayName":"360 One Asset Management Limited","slug":"360-one-asset-management-limited-300914","website":"https://360.one/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/300914/d17b278a7b4ab748-r1.webp","tone":"light","width":155,"height":200,"sourceUrl":"https://www.360.one/asset/home/","sourceLabel":"360 ONE Asset Management Limited, website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"other (specify) organized in India","fiscalYearEnd":"March","headquarters":{"street":"360 One Centre, Kamala City, Senapati Bapat Marg, Lower Parel","city":"Mumbai,maharashtra","state":"","stateName":"","country":"India","postalCode":"400013"},"tradeNames":[],"registration":{"secApproved":"14 May 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":110735.4072119613,"staff":{"employees":130,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":4310389443,"discretionary":4310389443,"discretionaryAccounts":4773,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":99,"nonAumClients":1},"clientTypes":[{"label":"Individuals (other than HNW)","clients":4541,"regulatoryAum":434354613},{"label":"High-net-worth individuals","clients":7,"regulatoryAum":69270019},{"label":"Pooled investment vehicles","clients":13,"regulatoryAum":2054339901},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":59042},{"label":"Sovereign wealth funds and foreign official institutions","clients":5,"regulatoryAum":1681593870},{"label":"Corporations and other businesses","clients":175,"regulatoryAum":67298780},{"label":"Other","clients":31,"regulatoryAum":3473218}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"HDFC Bank","shortName":"HDFC Bank","location":"Mumbai","smaAssets":44610535},{"name":"Axis Bank Limited","shortName":"Axis Bank Limited","location":"Mumbai","smaAssets":2042650},{"name":"Orbis Financial Corporation Limited","shortName":"Orbis Financial Corporation Limited","location":"Haryana","smaAssets":526758570},{"name":"JP Morgan","shortName":"J.P. Morgan","location":"Mumbai","smaAssets":572961373},{"name":"State Street Bank and Trust Company","shortName":"State Street Bank and Trust","location":"Boston, MA","smaAssets":492202439},{"name":"Northern Trust Singapore","shortName":"Northern Trust Singapore","location":"Singapore","smaAssets":337577536},{"name":"Pictet & Cie (Europe) Sa","shortName":"Pictet & Cie (Europe) Sa","location":"Luxembourg","smaAssets":50042699},{"name":"HSBC Bank PLC","shortName":"HSBC Bank PLC","location":"London","smaAssets":278852523},{"name":"Icici Bank Limited","shortName":"Icici Bank Limited","location":"Mumbai","smaAssets":1043917}],"custodyNote":"360 One Asset Management Limited has custody of $412M in client assets for 6 clients.","otherCustodians":[],"leadership":[{"name":"Raghav Iyengar","title":"Chief Executive Officer & Whole Time Director","crd":"7964113"},{"name":"Priya Biwas","title":"Chief Financial Officer","crd":"7088458"},{"name":"Sonali Tendulkar","title":"Chief Compliance Officer","crd":"7088466"},{"name":"Parag Basu","title":"Director","crd":"8200005"},{"name":"Radhakrishnan Ganesh","title":"Lead-Operations","crd":"7569663"},{"name":"Anup Maheshwari","title":"Chief Investment Officer & Whole Time Director","crd":"7088448"},{"name":"Anita Pai","title":"Director","crd":"7868010"},{"name":"Ravi Sethurathnam","title":"Director","crd":"7396091"}],"ownership":[{"label":"360 One Wam Limited","detail":"Shareholder in the 75% or more ownership band and a control person, since September 2013."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[{"city":"MUMBAI","country":"India","postalCode":"400018","street":"37TH FLOOR, UNIT 3702, ALTIMUS BUILDING","display":{"city":"MUMBAI","region":null,"postalCode":"400018","ruleVersion":"office-display-1"}}],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"9102248765600","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":92},{"label":"Non-exchange-traded equity securities","percent":6},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":6},"sources":{"adv1FilingDate":"24 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/300914/PDF/300914.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does 360 One Asset Management Limited have?","answer":"360 One Asset Management Limited has 4,773 clients and manages $4.31 billion for them, as of June 2026. They include 4,541 individual clients, 175 corporations and other businesses, and 31 other clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does 360 One Asset Management Limited offer?","answer":"360 One Asset Management Limited provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does 360 One Asset Management Limited use?","answer":"360 One Asset Management Limited’s separately managed account assets are held at JP Morgan (Mumbai), with $573M, Orbis Financial Corporation Limited (Haryana), with $527M, State Street Bank and Trust Company (Boston, MA), with $492M, Northern Trust Singapore (Singapore), with $338M, HSBC Bank PLC (London), with $279M, Pictet & Cie (Europe) Sa (Luxembourg), with $50M, HDFC Bank (Mumbai), with $44.6M, Axis Bank Limited (Mumbai), with $2.04M and Icici Bank Limited (Mumbai), with $1.04M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does 360 One Asset Management Limited have?","answer":"360 One Asset Management Limited has 0 investment adviser representatives registered with state securities authorities, out of 130 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does 360 One Asset Management Limited invest in?","answer":"At the end of its last fiscal year, 360 One Asset Management Limited’s separately managed accounts held 92% exchange-traded equities, 6% non-exchange-traded equities and 3% cash and equivalents. It advises 6 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns 360 One Asset Management Limited?","answer":"360 One Asset Management Limited’s direct owner is 360 One Wam Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does 360 One Asset Management Limited get paid?","answer":"360 One Asset Management Limited is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact 360 One Asset Management Limited?","answer":"360 One Asset Management Limited’s main office is at 360 One Centre, Kamala City, Senapati Bapat Marg, Lower Parel, Mumbai,maharashtra, India 400013. Its phone number is 9102248765600. Its website is 360.one.","source":"Form ADV Part 1A, Item 1.F, filed 24 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}