{"url":"https://nivawealth.com/firms/360-financial-partners-169280","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/169280","regulatoryAum":206515775,"crd":"169280","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4898759","suffix":null,"lastName":"HUGHES","firstName":"DUSTIN","middleName":"JOSEPH"},{"crd":"4297188","suffix":null,"lastName":"TEEGARDIN","firstName":"RANDALL","middleName":"DICKSON"},{"crd":"5440950","suffix":"JR.","lastName":"VAN 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$10,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015209","versionId":1015209,"submittedOn":"2026-03-06","documentName":"ADV PART 2A: DISCLOSURE BROCHURE"},{"role":"other","program":"Financial planning (fixed fee)","summary":"Financial planning is a mutually agreed fixed fee with a $500 minimum and a maximum generally no more than $10,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015209","versionId":1015209,"submittedOn":"2026-03-06","documentName":"ADV PART 2A: DISCLOSURE BROCHURE"},{"role":"other","program":"Retirement plan services","summary":"For retirement plan sponsor clients, the annual fee is a percentage of plan assets, up to 1.00%, billed quarterly in advance and negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015209","versionId":1015209,"submittedOn":"2026-03-06","documentName":"ADV PART 2A: DISCLOSURE BROCHURE"},{"role":"other","program":"Variable sub-account management","summary":"Management of variable annuity and variable life contracts is an annual fee of up to 1.50% of contract value, paid quarterly in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015209","versionId":1015209,"submittedOn":"2026-03-06","documentName":"ADV PART 2A: DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:49:26.667877+00:00","documents":[{"name":"ADV PART 2A: DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015209","versionId":1015209,"submittedOn":"2026-03-06"}]},"custodians":[{"name":"Stonex Financial Inc.","shortName":"Stonex Financial","location":"Winter Park, FL","smaAssets":193424698}],"custodyNote":"360 Financial Partners does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Dustin Hughes","title":"Managing Member & Chief Compliance Officer","crd":"4898759"},{"name":"Randall Teegardin","title":"Managing Member","crd":"4297188"}],"ownership":[{"label":"Dustin Hughes","detail":"Managing member & chief compliance officer in the 50% to 75% ownership band and a control person, since August 2006."},{"label":"Randall Teegardin","detail":"Managing member in the 50% to 75% ownership band and a control person, since July 2007."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"South Carolina","offices":1,"addresses":[{"street":"1081 Johnnie Dodds BLVD., Ste 100","city":"Mount Pleasant","headquarters":true}]}],"brochureServices":["education planning","estate planning","insurance","retirement plan services","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"843-216-1077","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Educational seminars/workshops","Other"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":24},{"label":"Securities issued by registered investment companies or business development companies","percent":71},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":1,"detail":"Fee-Based Annuities"}],"privateFunds":0},"sources":{"adv1FilingDate":"6 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/169280/PDF/169280.pdf","brochureDate":"6 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015209","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does 360 Financial Partners have?","answer":"360 Financial Partners has 292 clients and manages $207 million for them, as of March 2026. They include 211 individual clients, 74 high-net-worth individuals, and 4 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does 360 Financial Partners offer?","answer":"360 Financial Partners provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, educational seminars, education planning, estate planning, insurance, retirement plan services, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does 360 Financial Partners charge?","answer":"360 Financial Partners charges up to 2.00% a year for its Asset Management Services. The fee is billed in advance and is negotiable.","source":"ADV PART 2A: DISCLOSURE BROCHURE, filed 6 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does 360 Financial Partners use?","answer":"360 Financial Partners’ separately managed account assets are held at Stonex Financial Inc. (Winter Park, FL), with $193M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does 360 Financial Partners have?","answer":"360 Financial Partners has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does 360 Financial Partners invest in?","answer":"At the end of its last fiscal year, 360 Financial Partners’ separately managed accounts held 71% registered funds (mutual funds, ETFs, BDCs), 24% exchange-traded equities, 4% cash and equivalents and 1% other. The 1% other category is described as: Fee-Based Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns 360 Financial Partners?","answer":"360 Financial Partners’ direct owners are Dustin Hughes (50% to 75%) and Randall Teegardin (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does 360 Financial Partners get paid?","answer":"360 Financial Partners is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact 360 Financial Partners?","answer":"360 Financial Partners’ main office is at 1081 Johnnie Dodds BLVD., Ste 100, Mount Pleasant, SC 29464. Its phone number is 843-216-1077. Its website is 360financialpartners.com.","source":"Form ADV Part 1A, Item 1.F, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}