{"url":"https://nivawealth.com/firms/210-wealth-management-328570","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/328570","regulatoryAum":242847830,"crd":"328570","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4623196","suffix":null,"lastName":"COOPER","firstName":"PHILIP","middleName":"JAMES"},{"crd":"7952145","suffix":null,"lastName":"Hauter","firstName":"Jacob","middleName":"Lincoln"},{"crd":"7692831","suffix":null,"lastName":"Leahr","firstName":"Lawson","middleName":null},{"crd":"7466785","suffix":null,"lastName":"Psinas","firstName":"Jesse","middleName":"Daniel"},{"crd":"6437211","suffix":null,"lastName":"STAHL","firstName":"KENDALL","middleName":"STEPHAN"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-07-25","regulatoryAum":116830850,"clients":530,"employees":13,"offices":3},{"filedOn":"2025-03-31","regulatoryAum":145139695,"clients":738,"employees":16,"offices":3},{"filedOn":"2026-08-03","regulatoryAum":242847830,"clients":1001,"employees":16,"offices":3}],"secFileNumber":"801-129099","legalName":"210 Wealth Management, Inc.","displayName":"210 Wealth Management","slug":"210-wealth-management-328570","website":"https://210financial.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/210-financial/home/","founded":null,"organization":"Illinois corporation","fiscalYearEnd":"December","headquarters":{"street":"110 B. Yordy Road","city":"Morton","state":"IL","stateName":"Illinois","country":"United States","postalCode":"61550"},"tradeNames":[],"registration":{"secApproved":"24 November 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":256051.37820512822,"staff":{"employees":16,"advisory":5,"brokerDealerReps":0,"insuranceAgents":8,"promoters":0},"aum":{"regulatory":242847830,"discretionary":242847830,"discretionaryAccounts":1786,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":904,"regulatoryAum":181205569},{"label":"High-net-worth individuals","clients":32,"regulatoryAum":58458521},{"label":"Pension and profit-sharing plans","clients":65,"regulatoryAum":2953971},{"label":"Corporations and other businesses","clients":0,"fewerThan5":true,"regulatoryAum":229769}],"feePrograms":[{"role":"main","program":"Asset Management Services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023702","versionId":1023702,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-23","documentName":"210 ADV 2A INITIAL","fee_rate_low":null,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning Services","summary":"Fees are negotiable based on the services provided and are set out in the planning agreement; generally a flat one-time or ongoing fee.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023702","versionId":1023702,"submittedOn":"2026-03-23","documentName":"210 ADV 2A INITIAL"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:36:34.263669+00:00","documents":[{"name":"210 ADV 2A INITIAL","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023702","versionId":1023702,"submittedOn":"2026-03-23"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":201998952},{"name":"Alight Financial Solutions, LLC","shortName":"Alight Financial Solutions","location":"Chicago, IL","smaAssets":28563765}],"custodyNote":"210 Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Carrie Stahl","title":"Chief Executive Officer","crd":"6309674"},{"name":"Tanya Olvera","title":"Chief Compliance Officer","crd":"6108434"},{"name":"Kelly Cooper","title":"Operations Director","crd":"5667496"},{"name":"Philip Cooper","title":"Founder & Advisor","crd":"4623196"},{"name":"Kendall Stahl","title":"Director","crd":"6437211"}],"ownership":[{"label":"Philip Cooper","detail":"Founder & advisor in the 25% to 50% ownership band and a control person, since October 2023."},{"label":"Kendall Stahl","detail":"Director of in the 10% to 25% ownership band and a control person, since October 2023."},{"label":"Carrie Stahl","detail":"Chief executive officer in the 10% to 25% ownership band and a control person, since October 2023."},{"label":"Kelly Cooper","detail":"Operations director in the 25% to 50% ownership band and a control person, since October 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":2,"addresses":[{"street":"110 B. Yordy Road","city":"Morton","headquarters":true},{"street":"3801 Ge Road","city":"Bloomington"}]},{"state":"Iowa","offices":1,"addresses":[{"street":"100 Kimberly Road","city":"Davenport"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"309-263-1333","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":10},{"label":"U.S. government/agency bonds","percent":5},{"label":"Securities issued by registered investment companies or business development companies","percent":81},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"3 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/328570/PDF/328570.pdf","brochureDate":"23 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023702","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does 210 Wealth Management have?","answer":"210 Wealth Management has 1,001 clients and manages $243 million for them, as of August 2026. They include 904 individual clients, 65 pension and profit-sharing plans, and 32 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does 210 Wealth Management offer?","answer":"210 Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does 210 Wealth Management charge?","answer":"210 Wealth Management charges up to 2.00% a year for its Asset Management Services. The fee is billed in arrears and is negotiable.","source":"210 ADV 2A INITIAL, filed 23 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does 210 Wealth Management use?","answer":"210 Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $202M and Alight Financial Solutions, LLC (Chicago, IL), with $28.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does 210 Wealth Management have?","answer":"210 Wealth Management has 5 investment adviser representatives registered with state securities authorities, out of 16 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 8 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does 210 Wealth Management invest in?","answer":"At the end of its last fiscal year, 210 Wealth Management’s separately managed accounts held 81% registered funds (mutual funds, ETFs, BDCs), 10% exchange-traded equities, 5% U.S. government and agency bonds and 4% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns 210 Wealth Management?","answer":"210 Wealth Management’s direct owners are Philip Cooper, Kendall Stahl, Carrie Stahl and Kelly Cooper, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 3 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does 210 Wealth Management get paid?","answer":"210 Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact 210 Wealth Management?","answer":"210 Wealth Management’s main office is at 110 B. Yordy Road, Morton, IL 61550. Its phone number is 309-263-1333. Its website is 210financial.com.","source":"Form ADV Part 1A, Item 1.F, filed 3 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}