{"url":"https://nivawealth.com/firms/1confirmation-global-295180","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/295180","regulatoryAum":860008293,"crd":"295180","history":[{"filedOn":"2022-03-31","regulatoryAum":1234451367,"clients":6,"employees":4,"offices":1},{"filedOn":"2023-03-23","regulatoryAum":599616558,"clients":7,"employees":4,"offices":1},{"filedOn":"2024-03-28","regulatoryAum":520619257,"clients":7,"employees":4,"offices":1},{"filedOn":"2025-03-27","regulatoryAum":555986344,"clients":9,"employees":4,"offices":1},{"filedOn":"2026-06-03","regulatoryAum":860008293,"clients":10,"employees":4,"offices":1}],"secFileNumber":"801-121940","legalName":"1confirmation Global, LLC","displayName":"1confirmation Global","slug":"1confirmation-global-295180","website":"https://1confirmation.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/1confirmation/","xUrl":"https://x.com/1confirmation","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"930 Tahoe BLVD Ste 802, PMB 35","city":"Incline Village","state":"NV","stateName":"Nevada","country":"United States","postalCode":"89451"},"tradeNames":[],"registration":{"secApproved":"30 July 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":4,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":860008293,"discretionary":860008293,"discretionaryAccounts":10,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":10,"regulatoryAum":860008293}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"1confirmation Global has custody of client assets.","leadership":[{"name":"Frank Hourigan","title":"Head of Operations and Chief Compliance Officer","crd":"5476256"},{"name":"Nicholas Tomaino","title":"General Partner","crd":"5567549"}],"ownership":[{"label":"Nicholas Tomaino","detail":"General partner in the 75% or more ownership band and a control person, since August 2017."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Nevada","offices":1,"addresses":[{"street":"930 Tahoe BLVD Ste 802, PMB 35","city":"Incline Village","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"917-574-2915","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":10},"sources":{"adv1FilingDate":"3 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/295180/PDF/295180.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does 1confirmation Global have?","answer":"1confirmation Global has 10 clients and manages $860 million for them, as of June 2026. They include 10 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does 1confirmation Global offer?","answer":"1confirmation Global provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does 1confirmation Global have?","answer":"1confirmation Global has 0 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns 1confirmation Global?","answer":"1confirmation Global’s direct owner is Nicholas Tomaino (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 3 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does 1confirmation Global get paid?","answer":"1confirmation Global is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is 1confirmation Global registered with the SEC?","answer":"Yes, 1confirmation Global has been registered with the SEC as an investment adviser since 30 July 2021. Its CRD number is 295180 and its SEC file number is 801-121940.","source":"Form ADV Part 1A, Item 1, filed 3 June 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact 1confirmation Global?","answer":"1confirmation Global’s main office is at 930 Tahoe BLVD Ste 802, PMB 35, Incline Village, NV 89451. Its phone number is 917-574-2915. Its website is 1confirmation.com.","source":"Form ADV Part 1A, Item 1.F, filed 3 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}