{"url":"https://nivawealth.com/firms/1823-partners-us-333927","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/333927","regulatoryAum":18532286569,"crd":"333927","secFileNumber":"801-131689","legalName":"1823 Partners (us) LLC","displayName":"1823 Partners (us)","website":"https://www.1823.partners/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"201 S Biscayne BLVD., Suite 940","city":"Miami","state":"FL","stateName":"Florida","country":"United States","postalCode":"33131"},"tradeNames":[],"registration":{"secApproved":"20 December 2024","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":52,"advisory":30,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":18532286569,"discretionaryAccounts":5,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Insurance companies","clients":5,"regulatoryAum":18532286569}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"JP Morgan Chase Bank, N.A.","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":2281987321},{"name":"US Bank National Association","shortName":"US Bank National Association","location":"Minneapolis, MN","smaAssets":7278258828},{"name":"Citibank, N.A.","shortName":"Citibank, N.A.","location":"New York, NY","smaAssets":5712153776}],"custodyNote":"1823 Partners (us) does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Anant Bhalla","title":"Chief Executive Officer and Co-Founder","crd":"4849332"},{"name":"James Hamalainen","title":"Chief Operating Officer","crd":"2179260"},{"name":"Cassandra Becker","title":"Chief Compliance Officer & Senior Counsel","crd":"8009255"},{"name":"Brett Bandsma","title":"Chief Technology Officer","crd":"3237730"},{"name":"Sanjeev Doss","title":"General Counsel","crd":"5709364"}],"ownership":[{"label":"1823 Partners (uk) LTD.","detail":"Shareholder in the 75% or more ownership band and a control person, since July 2024."},{"label":"1823 Partners L.P.","detail":"Indirect owner: a sole member of 1823 Partners (uk) LTD. in the 75% or more band and a control person, since July 2024.","parent":"1823 Partners (uk) LTD."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"201 S Biscayne BLVD., Suite 940","city":"Miami","headquarters":true}]},{"state":"New York","offices":1,"addresses":[{"street":"1 Penn Plaza","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"202-431-7882","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":2},{"label":"U.S. state and local bonds","percent":4},{"label":"Investment grade corporate bonds","percent":22},{"label":"Non-investment grade corporate bonds","percent":5},{"label":"Derivatives","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":35},{"label":"Cash and cash equivalents","percent":21},{"label":"Other","percent":11,"detail":"End of Year: Mortgage Loans (commercial and Residential), Real Estate"}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/333927/PDF/333927.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does 1823 Partners (us) have?","answer":"1823 Partners (us) has 5 clients and manages $18.5 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does 1823 Partners (us) offer?","answer":"1823 Partners (us) provides portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does 1823 Partners (us) use?","answer":"1823 Partners (us)’s separately managed account assets are held at US Bank National Association (Minneapolis, MN), with $7,278,258,828, Citibank, N.A. (New York, NY), with $5,712,153,776 and JP Morgan Chase Bank, N.A. (New York, NY), with $2,281,987,321. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does 1823 Partners (us) have?","answer":"1823 Partners (us) has 0 investment adviser representatives registered with state securities authorities, out of 52 employees, and 30 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does 1823 Partners (us) invest in?","answer":"At the end of its last fiscal year, 1823 Partners (us)’s separately managed accounts held 35% pooled vehicles (private funds and similar), 22% investment grade corporate bonds, 21% cash and equivalents, 11% end of year: mortgage loans (commercial and residential), real estate, 5% high-yield corporate bonds, 4% state and local bonds, 2% U.S. government and agency bonds and 1% derivatives. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns 1823 Partners (us)?","answer":"1823 Partners (us) is owned through a holding company by 1823 Partners L.P. Its direct owner is 1823 Partners (uk) LTD. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does 1823 Partners (us) get paid?","answer":"1823 Partners (us) is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}