{"url":"https://nivawealth.com/firms/1789-capital-management-335007","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/335007","regulatoryAum":2725022048,"crd":"335007","secFileNumber":"801-134250","legalName":"1789 Capital Management, LLC","displayName":"1789 Capital Management","slug":"1789-capital-management-335007","website":"https://1789capital.io/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/1789-capital/","xUrl":"https://x.com/1789capital?mx=2","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"324 Royal Palm Way, Suite 300","city":"Palm Beach","state":"FL","stateName":"Florida","country":"United States","postalCode":"33480"},"tradeNames":[],"registration":{"secApproved":"29 August 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":13,"advisory":13,"brokerDealerReps":7,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2725022048,"discretionary":1710646854,"discretionaryAccounts":22,"nonDiscretionary":1014375194,"nonDiscretionaryAccounts":4,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":26,"regulatoryAum":2725022048}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"1789 Capital Management has custody of $1.42B in client assets for 26 clients.","leadership":[{"name":"Christopher Buskirk","title":"Vice President","crd":"2179658"},{"name":"Omeed Malik","title":"President and Secretary","crd":"5845978"},{"name":"Norman Hans","title":"Chief Compliance Officer","crd":"1799445"}],"ownership":[{"label":"1789 Capital Holdings, LLC","detail":"Member in the 75% or more ownership band and a control person, since January 2023."},{"label":"Knights Court, LLC","detail":"Indirect owner: a board of managers of 1789 Capital Holdings, LLC in the 50% to 75% band and a control person, since December 2022.","parent":"1789 Capital Holdings, LLC"},{"label":"Telperion, LLC","detail":"Indirect owner: a board of managers of 1789 Capital Holdings, LLC in the 50% to 75% band and a control person, since December 2022.","parent":"1789 Capital Holdings, LLC"},{"label":"Omeed Malik","detail":"Indirect owner: a managing member of Knights Court, LLC in the 75% or more band and a control person, since February 2021.","parent":"Knights Court, LLC"},{"label":"Christopher Buskirk","detail":"Indirect owner: a managing member of Telperion, LLC in the 75% or more band and a control person, since April 2021.","parent":"Telperion, LLC"}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"324 Royal Palm Way, Suite 300","city":"Palm Beach","headquarters":true}]},{"state":"Texas","offices":1,"addresses":[{"street":"3963 Reagan Place","city":"Dallas"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"561-223-9937","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":26},"sources":{"adv1FilingDate":"11 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/335007/PDF/335007.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does 1789 Capital Management have?","answer":"1789 Capital Management has 26 clients and manages $2.73 billion for them, as of August 2026. They include 26 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does 1789 Capital Management offer?","answer":"1789 Capital Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does 1789 Capital Management have?","answer":"1789 Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 13 employees, and 13 perform investment advisory functions. 7 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns 1789 Capital Management?","answer":"1789 Capital Management is owned through a chain of holding companies by Omeed Malik and Christopher Buskirk. Its direct owner is 1789 Capital Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 11 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does 1789 Capital Management get paid?","answer":"1789 Capital Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is 1789 Capital Management registered with the SEC?","answer":"Yes, 1789 Capital Management has been registered with the SEC as an investment adviser since 29 August 2025. Its CRD number is 335007 and its SEC file number is 801-134250.","source":"Form ADV Part 1A, Item 1, filed 11 August 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact 1789 Capital Management?","answer":"1789 Capital Management’s main office is at 324 Royal Palm Way, Suite 300, Palm Beach, FL 33480. Its phone number is 561-223-9937. Its website is 1789capital.io.","source":"Form ADV Part 1A, Item 1.F, filed 11 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}