{"url":"https://nivawealth.com/firms/15-wealth-advisors-337459","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/337459","regulatoryAum":481483347,"crd":"337459","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4260364","suffix":null,"lastName":"BRUNA","firstName":"BRADLEY","middleName":"A."},{"crd":"4202523","suffix":null,"lastName":"FEINENDEGEN","firstName":"JEFFREY","middleName":"P"},{"crd":"7871183","suffix":null,"lastName":"Graham","firstName":"John","middleName":"Thomas"},{"crd":"7939045","suffix":null,"lastName":"Graham","firstName":"Patrick","middleName":"Yore"},{"crd":"8248845","suffix":null,"lastName":"Grimm","firstName":"David","middleName":"Charles"},{"crd":"7328461","suffix":null,"lastName":"HASSELL","firstName":"CHRISTOPHER","middleName":"EK"},{"crd":"2615330","suffix":null,"lastName":"HUGHES","firstName":"JEFFREY","middleName":"MARK"},{"crd":"4562380","suffix":null,"lastName":"LIGGETT","firstName":"MATTHEW","middleName":"MICHAEL"},{"crd":"2750070","suffix":null,"lastName":"O'KEEFE","firstName":"MIRANDA","middleName":null}],"total":9,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135695","legalName":"15 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HNW)","clients":537,"regulatoryAum":160230160},{"label":"High-net-worth individuals","clients":150,"regulatoryAum":321253187}],"feePrograms":[{"role":"main","program":"Investment Advisory Fees","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057382","versionId":1057382,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-09-09","documentName":"FORM ADV PART 2A-  15 WEALTH ADVISORS LLC","fee_rate_low":null,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning Fees","summary":"One-time planning fee up to $10,000, ongoing subscription of $250 to $10,000 a year, or hourly consulting up to $500 an hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057382","versionId":1057382,"submittedOn":"2026-09-09","documentName":"FORM ADV PART 2A-  15 WEALTH ADVISORS LLC"},{"role":"other","program":"Plan-Level Retirement Plan Consulting","summary":"Negotiated annual fee of $0 to $60,000 for plan-level retirement plan and pension consulting, billed to the employer or plan.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057382","versionId":1057382,"submittedOn":"2026-09-09","documentName":"FORM ADV PART 2A-  15 WEALTH ADVISORS LLC"},{"role":"other","program":"Workplace Financial Planning Benefit","summary":"Up to $900 per eligible employee per year, billed to the employer.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057382","versionId":1057382,"submittedOn":"2026-09-09","documentName":"FORM ADV PART 2A-  15 WEALTH ADVISORS LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:31:45.792525+00:00","documents":[{"name":"FORM ADV PART 2A-  15 WEALTH ADVISORS LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057382","versionId":1057382,"submittedOn":"2026-09-09"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055593","versionId":1055593,"submittedOn":null}]},"custodians":[{"name":"LPL Financial LLC","shortName":"LPL Financial","location":"Greenwich, CT","smaAssets":481483347}],"custodyNote":"15 Wealth Advisors does not have custody of client assets.","leadership":[{"name":"Miranda O'Keefe","title":"Chief Compliance Officer","crd":"2750070"},{"name":"Bradley Bruna","title":"COO","crd":"4260364"},{"name":"Jeffrey Feinendegen","title":"CEO","crd":"4202523"},{"name":"Jeffrey Hughes","title":"Cdo","crd":"2615330"}],"ownership":[{"label":"Wealthfusion, LLC","detail":"Owner in the 75% or more ownership band and a control person, since January 2026."},{"label":"Jeffrey Feinendegen","detail":"Indirect owner: a managing member of Wealthfusion, LLC in the 75% or more band and a control person, since January 2026.","parent":"Wealthfusion, LLC"}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"291 N Archer Ave","city":"Mundelein","headquarters":true}]},{"state":"Texas","offices":1,"addresses":[{"street":"24 Greenway Plaza","city":"Houston"}]}],"brochureServices":["business succession planning","education planning","estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"847-735-7103","stateRegisteredReps":13,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":74},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":21},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"9 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/337459/PDF/337459.pdf","brochureDate":"9 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057382","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does 15 Wealth Advisors have?","answer":"15 Wealth Advisors has 687 clients and manages $481 million for them, as of September 2026. They include 537 individual clients and 150 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does 15 Wealth Advisors offer?","answer":"15 Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, business succession planning, education planning, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does 15 Wealth Advisors charge?","answer":"15 Wealth Advisors charges up to 2.00% a year for its Investment Advisory Fees. The fee is billed in arrears and is negotiable.","source":"FORM ADV PART 2A-  15 WEALTH ADVISORS LLC, filed 9 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does 15 Wealth Advisors use?","answer":"15 Wealth Advisors’ separately managed account assets are held at LPL Financial LLC (Greenwich, CT), with $481M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does 15 Wealth Advisors have?","answer":"15 Wealth Advisors has 13 investment adviser representatives registered with state securities authorities, out of 15 employees, and 13 perform investment advisory functions. 15 employees are registered representatives of a broker-dealer and 12 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does 15 Wealth Advisors invest in?","answer":"At the end of its last fiscal year, 15 Wealth Advisors’ separately managed accounts held 74% exchange-traded equities, 21% pooled vehicles (private funds and similar), 2% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns 15 Wealth Advisors?","answer":"15 Wealth Advisors is owned through a holding company by Jeffrey Feinendegen. Its direct owner is Wealthfusion, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 9 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does 15 Wealth Advisors get paid?","answer":"15 Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is 15 Wealth Advisors registered with the SEC?","answer":"Yes, 15 Wealth Advisors has been registered with the SEC as an investment adviser since 25 March 2026. Its CRD number is 337459 and its SEC file number is 801-135695.","source":"Form ADV Part 1A, Item 1, filed 9 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact 15 Wealth Advisors?","answer":"15 Wealth Advisors’ main office is at 291 N Archer Ave, Mundelein, IL 60060. Its phone number is 847-735-7103.","source":"Form ADV Part 1A, Item 1.F, filed 9 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}