{"url":"https://nivawealth.com/firms/137-ventures-management-162351","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/162351","regulatoryAum":11805284922,"crd":"162351","secFileNumber":"801-100403","legalName":"137 Ventures Management LLC","displayName":"137 Ventures Management","website":"http://137ventures.com/","linkedinUrl":"https://www.linkedin.com/company/137-ventures/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"233 Post Street, 6th Floor","city":"San Francisco","state":"CA","stateName":"California","country":"United States","postalCode":"94108"},"tradeNames":[],"registration":{"secApproved":"30 June 2015","noticeFilings":2,"latestNoticeFiling":"29 March 2021","inventory":{"sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_FIRM_SEC_Feed_10_15_2026.xml.gz","sourceAsOf":"2026-10-15","retrievedAt":"2026-10-16T03:16:53.781384+00:00","noticeFilings":[{"status":"Notice Filed","jurisdiction":"California","effectiveDate":"2015-06-30"},{"status":"Notice Filed","jurisdiction":"Nevada","effectiveDate":"2021-03-29"}],"registrationStatus":[{"status":"Approved","jurisdiction":"SEC","effectiveDate":"2015-06-30"}]}},"staff":{"employees":25,"advisory":9,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":11805284922,"discretionaryAccounts":50,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":50,"regulatoryAum":11805284922}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"137 Ventures Management has custody of $11.81B for 50 clients.","otherCustodians":[],"leadership":[{"name":"Andrew Hansen","title":"Chief Financial Officer and Chief Operating Officer","crd":"6312735"},{"name":"Alexandra Andorfer","title":"Chief Compliance Officer, General Counsel","crd":"8214517"},{"name":"Justin Fishner-Wolfson","title":"Managing Member","crd":"6042433"},{"name":"Christian Garrett","title":"Partner","crd":"7075083"},{"name":"Stuart Jacobson","title":"Managing Member","crd":"6042437"},{"name":"James Pardee","title":"Partner","crd":"6613874"},{"name":"Nicholas Procaccini","title":"Partner","crd":"5714267"}],"ownership":[{"label":"Justin Fishner-Wolfson","detail":"Managing member in the 50% to 75% ownership band and a control person, since June 2011."},{"label":"Stuart Jacobson","detail":"Managing member in the 25% to 50% ownership band and a control person, since June 2011."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"233 Post Street, 6th Floor","city":"San Francisco","headquarters":true}]},{"state":"Nevada","offices":1,"addresses":[{"street":"10785 W Twain Avenue","city":"Las Vegas"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"415-513-5222","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":42},"sources":{"adv1FilingDate":"15 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/162351/PDF/162351.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does 137 Ventures Management have?","answer":"137 Ventures Management has 50 clients and manages $11.8 billion for them, as of April 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 15 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does 137 Ventures Management offer?","answer":"137 Ventures Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does 137 Ventures Management have?","answer":"137 Ventures Management has 0 investment adviser representatives registered with state securities authorities, out of 25 employees, and 9 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns 137 Ventures Management?","answer":"137 Ventures Management’s direct owners are Justin Fishner-Wolfson (50% to 75%) and Stuart Jacobson (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 15 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does 137 Ventures Management get paid?","answer":"137 Ventures Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}